| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ENVESTNET ASSET MANAGEMENT INC | 193,050 | 4,500,000 | 43.58% | ||
| 2 | Beaumont Financial Partners, LLC | 115,273 | 2,687,000 | 26.02% | ||
| 3 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 41,359 | 964,000 | 9.34% | ||
| 4 | Argentus Capital Management, LLC | 30,637 | 714,000 | 6.91% | ||
| 5 | Virtu KCG Holdings LLC | 19,120 | 446,000 | 4.32% | ||
| 6 | First Allied Advisory Services, Inc. | 10,692 | 252,000 | 2.44% | ||
| 7 | JANE STREET GROUP, LLC | 9,760 | 228,000 | 2.21% | ||
| 8 | TOWER SQUARE INVESTMENT MANAGEMENT, LLC | 9,406 | 219,000 | 2.12% | ||
| 9 | ADVISOR GROUP, INC. | 5,529 | 128,000 | 1.24% | ||
| 10 | IFP ADVISORS, INC | 4,255 | 99,000 | 0.96% | ||
| 11 | ROYAL BANK OF CANADA | 3,026 | 71,000 | 0.69% | ||
| 12 | Tower Research Capital LLC (TRC) | 441 | 10,000 | 0.10% | ||
| 13 | Creative Planning | 200 | 5,000 | 0.05% | ||
| 14 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 68 | 2,000 | 0.02% | ||
| 15 | Advisory Services Network, LLC | 31 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
