| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ENVESTNET ASSET MANAGEMENT INC | 180,954 | 4,193,000 | 40.50% | ||
| 2 | Beaumont Financial Partners, LLC | 115,436 | 2,675,000 | 25.84% | ||
| 3 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 36,417 | 844,000 | 8.15% | ||
| 4 | Virtu KCG Holdings LLC | 30,136 | 698,000 | 6.74% | ||
| 5 | JANE STREET GROUP, LLC | 26,856 | 622,000 | 6.01% | ||
| 6 | Argentus Capital Management, LLC | 21,080 | 488,000 | 4.71% | ||
| 7 | UBS Group AG | 13,324 | 309,000 | 2.98% | ||
| 8 | First Allied Advisory Services, Inc. | 9,562 | 222,000 | 2.14% | ||
| 9 | ADVISOR GROUP, INC. | 4,929 | 114,000 | 1.10% | ||
| 10 | IFP ADVISORS, INC | 4,663 | 108,000 | 1.04% | ||
| 11 | ROYAL BANK OF CANADA | 2,950 | 68,000 | 0.66% | ||
| 12 | WELLS FARGO & COMPANY/MN | 240 | 6,000 | 0.06% | ||
| 13 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 192 | 4,000 | 0.04% | ||
| 14 | Advisory Services Network, LLC | 31 | 1,000 | 0.01% | ||
| 15 | Tower Research Capital LLC (TRC) | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
