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GUGGENHEIM S&P 500 EQUAL WEIGHT REAL ESTATE ETF
GUGGENHEIM S&P 500 EQUAL WEIGHT REAL ESTATE ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 31 Institutional holders with a total value of $9,966,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GOLDMAN SACHS GROUP INC 100,976 2,772,000 27.81%
2 JANE STREET GROUP, LLC 30,982 850,000 8.53%
3 ProVise Management Group, LLC 28,017 769,000 7.72%
4 BANK OF AMERICA CORP /DE/ 24,165 663,000 6.65%
5 CITADEL ADVISORS LLC 22,405 615,000 6.17%
6 HighTower Advisors, LLC 18,004 491,000 4.93%
7 Cambridge Investment Research Advisors, Inc. 16,750 460,000 4.62%
8 MORGAN STANLEY 16,345 448,000 4.50%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,364 340,000 3.41%
10 HOWE & RUSLING INC 11,715 322,000 3.23%
11 LPL Financial LLC 10,677 283,000 2.84%
12 WELLS FARGO & COMPANY/MN 9,549 262,000 2.63%
13 Virtu KCG Holdings LLC 9,440 259,000 2.60%
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 8,296 228,000 2.29%
15 WealthTrust Fairport, LLC 7,298 200,000 2.01%
16 UBS Group AG 6,935 190,000 1.91%
17 ADVISOR GROUP, INC. 6,609 181,000 1.82%
18 ROYAL BANK OF CANADA 5,495 151,000 1.52%
19 Financial Architects, Inc 4,872 134,000 1.34%
20 Orion Porfolio Solutions, LLC 3,397 93,000 0.93%
21 Advisory Services Network, LLC 3,343 92,000 0.92%
22 Liberty Capital Management, Inc. 2,820 75,000 0.75%
23 ENVESTNET ASSET MANAGEMENT INC 2,441 67,000 0.67%
24 IFP ADVISORS, INC 297 8,000 0.08%
25 MSI Financial Services Inc 240 7,000 0.07%
26 BENJAMIN F. EDWARDS & COMPANY, INC. 72 2,000 0.02%
27 FIRST INTERSTATE BANK 50 1,000 0.01%
28 Tower Research Capital LLC (TRC) 50 1,000 0.01%
29 Mariner, LLC 24 1,000 0.01%
30 KRILOGY FINANCIAL LLC 37 1,000 0.01%
31 VALLEY NATIONAL ADVISERS INC 3 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.