| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 786,893 | 16,769,000 | 17.77% | ||
| 2 | HIGHLAND CAPITAL MANAGEMENT LP | 548,420 | 11,687,000 | 12.39% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 478,453 | 10,196,000 | 10.81% | ||
| 4 | BESSEMER GROUP INC | 399,058 | 8,504,000 | 9.01% | ||
| 5 | Advisors Asset Management, Inc. | 373,454 | 7,958,000 | 8.43% | ||
| 6 | Thomas J. Herzfeld Advisors, Inc. | 347,936 | 7,415,000 | 7.86% | ||
| 7 | LOOMIS SAYLES & CO L P | 340,284 | 7,251,000 | 7.68% | ||
| 8 | GUGGENHEIM CAPITAL LLC | 253,450 | 5,401,000 | 5.72% | ||
| 9 | Karpus Management, Inc. | 218,553 | 4,657,000 | 4.94% | ||
| 10 | WELLS FARGO & COMPANY/MN | 190,698 | 4,064,000 | 4.31% | ||
| 11 | RAYMOND JAMES & ASSOCIATES | 88,228 | 1,880,000 | 1.99% | ||
| 12 | UBS Group AG | 70,647 | 1,505,000 | 1.60% | ||
| 13 | DEUTSCHE BANK AG\ | 51,503 | 1,097,000 | 1.16% | ||
| 14 | Cetera Advisor Networks LLC | 43,030 | 916,000 | 0.97% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 38,583 | 823,000 | 0.87% | ||
| 16 | USCA RIA LLC | 19,815 | 422,000 | 0.45% | ||
| 17 | CIBC Private Wealth Group LLC | 18,800 | 401,000 | 0.42% | ||
| 18 | CSS LLC/IL | 18,733 | 399,000 | 0.42% | ||
| 19 | TFS CAPITAL LLC | 18,589 | 396,000 | 0.42% | ||
| 20 | Sigma Planning Corp | 17,128 | 365,000 | 0.39% | ||
| 21 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 14,965 | 319,000 | 0.34% | ||
| 22 | ROYAL BANK OF CANADA | 13,588 | 290,000 | 0.31% | ||
| 23 | BB&T SECURITIES, LLC | 12,199 | 259,000 | 0.27% | ||
| 24 | LPL Financial LLC | 11,074 | 235,000 | 0.25% | ||
| 25 | Invesco Ltd. | 10,470 | 223,000 | 0.24% | ||
| 26 | AMERIPRISE FINANCIAL INC | 10,090 | 215,000 | 0.23% | ||
| 27 | ALLEGIS INVESTMENT ADVISORS, LLC | 9,660 | 204,000 | 0.22% | ||
| 28 | Creative Planning | 8,641 | 184,000 | 0.20% | ||
| 29 | SIGNATUREFD, LLC | 4,350 | 93,000 | 0.10% | ||
| 30 | MSI Financial Services Inc | 3,553 | 76,000 | 0.08% | ||
| 31 | ADVISOR GROUP, INC. | 2,839 | 60,000 | 0.06% | ||
| 32 | Glassman Wealth Services | 1,475 | 31,000 | 0.03% | ||
| 33 | PNC FINANCIAL SERVICES GROUP, INC. | 1,071 | 23,000 | 0.02% | ||
| 34 | US BANCORP \DE\ | 625 | 13,000 | 0.01% | ||
| 35 | IFP ADVISORS, INC | 380 | 8,000 | 0.01% | ||
| 36 | GENEOS WEALTH MANAGEMENT INC. | 282 | 6,000 | 0.01% | ||
| 37 | BENJAMIN F. EDWARDS & COMPANY, INC. | 295 | 6,000 | 0.01% | ||
| 38 | Compagnie Lombard Odier SCmA | 37 | 1,000 | 0.00% | ||
| 39 | INTEGRATED WEALTH MANAGEMENT | 25 | 1,000 | 0.00% | ||
| 40 | Cordasco Financial Network | 3 | 0 | 0.00% | ||
| 41 | Hudock, Inc. | 25 | 0 | 0.00% | ||
| 42 | CITIGROUP INC | 3 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
