| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 835,458 | 17,076,000 | 17.48% | ||
| 2 | Advisors Asset Management, Inc. | 560,372 | 11,454,000 | 11.73% | ||
| 3 | HIGHLAND CAPITAL MANAGEMENT LP | 528,088 | 10,794,000 | 11.05% | ||
| 4 | BESSEMER GROUP INC | 369,807 | 7,559,000 | 7.74% | ||
| 5 | LOOMIS SAYLES & CO L P | 340,284 | 6,955,000 | 7.12% | ||
| 6 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 331,199 | 6,770,000 | 6.93% | ||
| 7 | WELLS FARGO & COMPANY/MN | 315,830 | 6,456,000 | 6.61% | ||
| 8 | Karpus Management, Inc. | 304,125 | 6,216,000 | 6.36% | ||
| 9 | GUGGENHEIM CAPITAL LLC | 175,682 | 3,591,000 | 3.68% | ||
| 10 | Thomas J. Herzfeld Advisors, Inc. | 152,911 | 3,126,000 | 3.20% | ||
| 11 | RAYMOND JAMES & ASSOCIATES | 108,129 | 2,210,000 | 2.26% | ||
| 12 | UBS Group AG | 94,343 | 1,929,000 | 1.97% | ||
| 13 | SIT INVESTMENT ASSOCIATES INC | 80,854 | 1,653,000 | 1.69% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 70,020 | 1,431,000 | 1.47% | ||
| 15 | Invesco Ltd. | 59,891 | 1,224,000 | 1.25% | ||
| 16 | DEUTSCHE BANK AG\ | 58,453 | 1,194,000 | 1.22% | ||
| 17 | Cetera Advisor Networks LLC | 39,520 | 806,000 | 0.83% | ||
| 18 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 38,815 | 793,000 | 0.81% | ||
| 19 | PNC FINANCIAL SERVICES GROUP, INC. | 28,524 | 583,000 | 0.60% | ||
| 20 | Virtu KCG Holdings LLC | 27,197 | 556,000 | 0.57% | ||
| 21 | Weiss Asset Management LP | 25,090 | 513,000 | 0.53% | ||
| 22 | SG Americas Securities, LLC | 21,822 | 446,000 | 0.46% | ||
| 23 | M Holdings Securities, Inc. | 20,247 | 414,000 | 0.42% | ||
| 24 | Squarepoint Ops LLC | 20,000 | 409,000 | 0.42% | ||
| 25 | TFS CAPITAL LLC | 19,106 | 391,000 | 0.40% | ||
| 26 | BOOTHBAY FUND MANAGEMENT, LLC | 18,535 | 379,000 | 0.39% | ||
| 27 | LPL Financial LLC | 18,589 | 378,000 | 0.39% | ||
| 28 | CSS LLC/IL | 17,382 | 355,000 | 0.36% | ||
| 29 | CLOUGH CAPITAL PARTNERS L P | 16,500 | 337,000 | 0.35% | ||
| 30 | OPPENHEIMER & CO INC | 16,287 | 333,000 | 0.34% | ||
| 31 | BB&T SECURITIES, LLC | 15,888 | 324,000 | 0.33% | ||
| 32 | USCA RIA LLC | 13,500 | 276,000 | 0.28% | ||
| 33 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 9,371 | 192,000 | 0.20% | ||
| 34 | Creative Planning | 6,878 | 141,000 | 0.14% | ||
| 35 | ALLEGIS INVESTMENT ADVISORS, LLC | 4,749 | 97,000 | 0.10% | ||
| 36 | MSI Financial Services Inc | 4,473 | 91,000 | 0.09% | ||
| 37 | ROYAL BANK OF CANADA | 2,921 | 60,000 | 0.06% | ||
| 38 | SIGNATUREFD, LLC | 1,875 | 38,000 | 0.04% | ||
| 39 | CITIGROUP INC | 1,431 | 29,000 | 0.03% | ||
| 40 | ENVESTNET ASSET MANAGEMENT INC | 1,020 | 21,000 | 0.02% | ||
| 41 | AMERICAN INTERNATIONAL GROUP, INC. | 962 | 20,000 | 0.02% | ||
| 42 | IFP ADVISORS, INC | 915 | 19,000 | 0.02% | ||
| 43 | US BANCORP \DE\ | 625 | 13,000 | 0.01% | ||
| 44 | BENJAMIN F. EDWARDS & COMPANY, INC. | 570 | 12,000 | 0.01% | ||
| 45 | Winslow, Evans & Crocker, Inc. | 246 | 5,008 | 0.01% | ||
| 46 | Compagnie Lombard Odier SCmA | 37 | 1,000 | 0.00% | ||
| 47 | INTEGRATED WEALTH MANAGEMENT | 25 | 1,000 | 0.00% | ||
| 48 | US FINANCIAL ADVISORS, LLC | 1 | 0 | 0.00% | ||
| 49 | Cordasco Financial Network | 3 | 0 | 0.00% | ||
| 50 | Hudock, Inc. | 25 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
