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DOMINION DIAMOND CORP
DOMINION DIAMOND CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 127 Institutional holders with a total value of $347,576,084.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 WOLVERINE TRADING LP /BD 11,100 107,000 0.03% Call
102 SUSQUEHANNA INTERNATIONAL GROUP, LLP 10,600 103,000 0.03%
103 SHELL ASSET MANAGEMENT CO 7,942 101,000 0.03%
104 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 10,100 98,000 0.03%
105 K.J. Harrison & Partners Inc 10,000 97,000 0.03%
106 BLUESTEIN R H & CO LLC 10,000 97,000 0.03%
107 Tower Research Capital LLC (TRC) 9,656 94,000 0.03%
108 CUTLER GROUP LLC / CA 9,321 90,000 0.03%
109 UBS Group AG 7,667 75,000 0.02%
110 CITIGROUP INC 7,349 71,000 0.02%
111 Zurcher Kantonalbank (Zurich Cantonalbank) 5,794 56,000 0.02%
112 SIMPLEX TRADING, LLC 4,786 46,000 0.01%
113 BRONFMAN E.L. ROTHSCHILD, L.P. 4,665 45,000 0.01%
114 AGF INVESTMENTS INC. 2,374 23,000 0.01%
115 PNC FINANCIAL SERVICES GROUP, INC. 1,935 19,000 0.01%
116 TORONTO DOMINION BANK 1,000 10,000 0.00% Call
117 LADENBURG THALMANN FINANCIAL SERVICES INC. 865 8,000 0.00%
118 Credential Securities Inc. 628 6,084 0.00%
119 IFP ADVISORS, INC 589 6,000 0.00%
120 Creative Planning 500 5,000 0.00%
121 Barnett & Company, Inc. 312 3,000 0.00%
122 NEXT Financial Group, Inc 250 2,000 0.00%
123 LEBENTHAL ASSET MANAGEMENT, LLC 200 2,000 0.00%
124 US BANCORP \DE\ 147 1,000 0.00%
125 WealthTrust-Arizona, LLC 30 0 0.00%
126 CUTLER GROUP LLC / CA 1,600 0 0.00% Put
127 BlackRock Institutional Trust Company, N.A. 1 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.