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EMPIRE RESORTS INC
EMPIRE RESORTS INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 35 Institutional holders with a total value of $10,921,148.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Institutional Trust Company, N.A. 131,655 2,370,000 21.70%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 99,300 1,787,000 16.36% Call
3 VANGUARD GROUP INC 98,494 1,773,000 16.23%
4 BlackRock Fund Advisors 82,464 1,484,000 13.59%
5 NORTHERN TRUST CORP 31,753 571,000 5.23%
6 RAYMOND JAMES & ASSOCIATES 30,520 549,000 5.03%
7 STATE STREET CORP 30,486 548,000 5.02%
8 GEODE CAPITAL MANAGEMENT, LLC 20,190 363,000 3.32%
9 BlackRock Investment Management, LLC 11,310 204,000 1.87%
10 TIAA CREF INVESTMENT MANAGEMENT LLC 10,700 193,000 1.77%
11 BRIDGEWAY CAPITAL MANAGEMENT, LLC 10,000 180,000 1.65%
12 Creative Planning 9,404 169,000 1.55%
13 GROUP ONE TRADING LLC 9,056 163,000 1.49%
14 CUTLER GROUP LLC / CA 5,880 105,000 0.96%
15 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 5,738 103,000 0.94%
16 TEACHERS ADVISORS, LLC 4,227 76,000 0.70%
17 NEW YORK STATE COMMON RETIREMENT FUND 2,800 50,000 0.46%
18 Nationwide Fund Advisors 2,092 38,000 0.35%
19 MORGAN STANLEY 1,936 34,000 0.31%
20 AMERICAN INTERNATIONAL GROUP, INC. 1,814 33,000 0.30%
21 BLACKROCK ADVISORS LLC 1,600 29,000 0.27%
22 CITIGROUP INC 1,112 20,000 0.18%
23 SIMPLEX TRADING, LLC 1,024 18,000 0.16%
24 DEUTSCHE BANK AG\ 763 13,000 0.12%
25 ROYAL BANK OF CANADA 500 9,000 0.08%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 486 9,000 0.08%
27 UBS Group AG 441 8,000 0.07%
28 BNP PARIBAS FINANCIAL MARKETS 286 5,148 0.05%
29 Tower Research Capital LLC (TRC) 266 5,000 0.05%
30 MANUFACTURERS LIFE INSURANCE COMPANY, THE 264 5,000 0.05%
31 FIRST MANHATTAN CO. LLC. 234 4,000 0.04%
32 BARCLAYS PLC 120 2,000 0.02%
33 BANK OF AMERICA CORP /DE/ 76 1,000 0.01%
34 WELLS FARGO & COMPANY/MN 25 0 0.00%
35 CUTLER GROUP LLC / CA 14,400 0 0.00% Call

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.