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EMPIRE RESORTS INC
EMPIRE RESORTS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 32 Institutional holders with a total value of $10,646,475.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Institutional Trust Company, N.A. 131,904 2,670,000 25.08%
2 BlackRock Fund Advisors 95,268 1,928,000 18.11%
3 STATE STREET CORP 80,570 1,632,000 15.33%
4 VANGUARD GROUP INC 44,057 891,000 8.37%
5 RAYMOND JAMES & ASSOCIATES 40,880 827,000 7.77%
6 NORTHERN TRUST CORP 31,929 646,000 6.07%
7 GEODE CAPITAL MANAGEMENT, LLC 29,637 599,000 5.63%
8 NEXT Financial Group, Inc 16,347 331,000 3.11%
9 BlackRock Investment Management, LLC 12,570 254,000 2.39%
10 TIAA CREF INVESTMENT MANAGEMENT LLC 11,312 229,000 2.15%
11 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 6,988 141,000 1.32%
12 TEACHERS ADVISORS, LLC 4,225 86,000 0.81%
13 NEW YORK STATE COMMON RETIREMENT FUND 2,800 57,000 0.54%
14 CUTLER GROUP LLC / CA 2,733 55,000 0.52%
15 BLACKROCK ADVISORS LLC 2,226 45,000 0.42%
16 Nationwide Fund Advisors 2,093 42,000 0.39%
17 MORGAN STANLEY 1,974 40,000 0.38%
18 AMERICAN INTERNATIONAL GROUP, INC. 1,921 38,881 0.37%
19 UBS Group AG 1,775 36,000 0.34%
20 WELLS FARGO & COMPANY/MN 1,561 32,000 0.30%
21 MANUFACTURERS LIFE INSURANCE COMPANY, THE 984 20,000 0.19%
22 DEUTSCHE BANK AG\ 549 11,000 0.10%
23 Creative Planning 404 8,000 0.08%
24 BANK OF AMERICA CORP /DE/ 322 7,000 0.07%
25 GROUP ONE TRADING LLC 292 6,000 0.06%
26 BNP PARIBAS FINANCIAL MARKETS 227 4,594 0.04%
27 FIRST MANHATTAN CO. LLC. 234 4,000 0.04%
28 Tower Research Capital LLC (TRC) 163 3,000 0.03%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 87 2,000 0.02%
30 BlackRock Finance, Inc. 60 1,000 0.01%
31 BARCLAYS PLC 21 0 0.00%
32 CITIGROUP INC 20 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.