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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 33 Institutional holders with a total value of $8,774,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 156,700 2,278,000 25.96%
2 CITADEL ADVISORS LLC 71,754 1,043,000 11.89%
3 MORGAN STANLEY 65,848 958,000 10.92%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 57,720 839,000 9.56%
5 JPMORGAN CHASE & CO 50,000 727,000 8.29%
6 JANE STREET GROUP, LLC 43,895 638,000 7.27%
7 LPL Financial LLC 30,468 430,000 4.90%
8 Verity Asset Management, Inc. 18,852 274,000 3.12%
9 WELLS FARGO & COMPANY/MN 18,352 267,000 3.04%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 15,800 230,000 2.62% Put
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,200 192,000 2.19% Call
12 ROYAL BANK OF CANADA 11,907 174,000 1.98%
13 Stonehage Fleming Financial Services Holdings Ltd 2,060 170,000 1.94%
14 IFP ADVISORS, INC 8,888 129,000 1.47%
15 Euclid Advisors LLC 8,300 121,000 1.38%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,677 82,000 0.93%
17 BANK OF AMERICA CORP /DE/ 3,809 55,000 0.63%
18 U S GLOBAL INVESTORS INC 3,500 51,000 0.58%
19 GENEOS WEALTH MANAGEMENT INC. 1,706 25,000 0.28%
20 UBS Group AG 1,481 22,000 0.25%
21 SYNOVUS FINANCIAL CORP 1,402 20,000 0.23%
22 Creative Planning 1,116 16,000 0.18%
23 NEXT Financial Group, Inc 1,054 15,000 0.17%
24 Corbenic Partners LLC 345 5,000 0.06%
25 SIMPLEX TRADING, LLC 379 5,000 0.06%
26 MSI Financial Services Inc 145 2,000 0.02%
27 Lenox Wealth Management, Inc. 104 2,000 0.02%
28 CUTLER GROUP LLC / CA 100 1,000 0.01%
29 ATWOOD & PALMER INC 50 1,000 0.01%
30 WFG Advisors, LP 85 1,000 0.01%
31 BENJAMIN F. EDWARDS & COMPANY, INC. 100 1,000 0.01%
32 CITIGROUP INC 16 0 0.00%
33 CUTLER GROUP LLC / CA 100 0 0.00% Put

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.