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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 28 Institutional holders with a total value of $4,833,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 78,267 1,113,000 23.03%
2 JPMORGAN CHASE & CO 50,000 711,000 14.71%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 33,464 476,000 9.85%
4 Euclid Advisors LLC 30,570 435,000 9.00%
5 LPL Financial LLC 26,741 374,000 7.74%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 21,800 310,000 6.41% Put
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 20,400 290,000 6.00% Call
8 Verity Asset Management, Inc. 18,454 262,000 5.42%
9 WELLS FARGO & COMPANY/MN 17,589 250,000 5.17%
10 ROYAL BANK OF CANADA 13,662 194,000 4.01%
11 BANK OF AMERICA CORP /DE/ 8,880 126,000 2.61%
12 IFP ADVISORS, INC 7,126 101,000 2.09%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,294 75,000 1.55%
14 GENEOS WEALTH MANAGEMENT INC. 2,127 30,000 0.62%
15 Stonehage Fleming Financial Services Holdings Ltd 1,500 21,000 0.43%
16 SYNOVUS FINANCIAL CORP 1,402 20,000 0.41%
17 Creative Planning 916 13,000 0.27%
18 Tower Research Capital LLC (TRC) 637 9,000 0.19%
19 NEXT Financial Group, Inc 554 7,000 0.14%
20 SIMPLEX TRADING, LLC 374 5,000 0.10%
21 Corbenic Partners LLC 345 5,000 0.10%
22 MSI Financial Services Inc 145 2,000 0.04%
23 WFG Advisors, LP 85 1,000 0.02%
24 BENJAMIN F. EDWARDS & COMPANY, INC. 100 1,000 0.02%
25 Lenox Wealth Management, Inc. 104 1,000 0.02%
26 ATWOOD & PALMER INC 50 1,000 0.02%
27 CUTLER GROUP LLC / CA 100 0 0.00% Put
28 CITIGROUP INC 16 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.