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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 60 Institutional holders with a total value of $35,558,665.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 16 0 0.00%
2 CITIGROUP INC 16 0 0.00%
3 GLOBAL RETIREMENT PARTNERS, LLC 65 1,000 0.00%
4 D'Orazio & Associates, Inc. 70 1,000 0.00%
5 MASSEY QUICK SIMON & CO., LLC 72 1,000 0.00%
6 ATWOOD & PALMER INC 50 1,000 0.00%
7 WESTSIDE INVESTMENT MANAGEMENT, INC. 100 1,492 0.00%
8 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 137 2,000 0.01%
9 Tradewinds Capital Management, LLC 100 2,000 0.01%
10 Lenox Wealth Management, Inc. 104 2,000 0.01%
11 ENVESTNET ASSET MANAGEMENT INC 293 4,000 0.01%
12 CUTLER GROUP LLC / CA 6,100 5,000 0.01% Put
13 CUTLER GROUP LLC / CA 5,700 5,000 0.01% Call
14 Parallax Volatility Advisers, L.P. 312 5,000 0.01%
15 Corbenic Partners LLC 368 6,000 0.02%
16 NEXT Financial Group, Inc 554 7,000 0.02%
17 BENJAMIN F. EDWARDS & COMPANY, INC. 610 9,000 0.03%
18 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 841 12,909 0.04%
19 Stonehage Fleming Financial Services Holdings Ltd 1,500 23,000 0.06%
20 Virtus Investment Advisers, LLC 1,570 24,000 0.07%
21 SIMPLEX TRADING, LLC 1,877 28,000 0.08%
22 EDMOND DE ROTHSCHILD HOLDING S.A. 2,000 31,000 0.09%
23 SYNOVUS FINANCIAL CORP 2,387 37,000 0.10%
24 WFG Advisors, LP 2,050 39,000 0.11%
25 Parallax Volatility Advisers, L.P. 2,600 40,000 0.11% Call
26 Creative Planning 3,264 50,000 0.14%
27 St. Johns Investment Management Company, LLC 3,300 51,000 0.14%
28 IFP ADVISORS, INC 5,315 82,000 0.23%
29 FARMERS & MERCHANTS TRUST CO OF CHAMBERSBURG PA 5,700 87,495 0.25%
30 CITADEL ADVISORS LLC 11,000 169,000 0.48% Call
31 Virtu KCG Holdings LLC 11,347 174,000 0.49%
32 Verity Asset Management, Inc. 12,306 189,000 0.53%
33 SG Americas Securities, LLC 14,200 218,000 0.61%
34 Progeny 3, Inc. 15,155 233,000 0.66%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 15,892 244,000 0.69%
36 IHT WEALTH MANAGEMENT, LLC 16,566 247,000 0.69%
37 V WEALTH MANAGEMENT,LLC 17,727 278,000 0.78%
38 ADVISOR GROUP, INC. 20,424 314,000 0.88%
39 CAZ INVESTMENTS LP 20,787 319,000 0.90%
40 GAGNON SECURITIES LLC 24,316 373,000 1.05%
41 CUTLER GROUP LLC / CA 24,382 374,000 1.05%
42 JPMORGAN CHASE & CO 25,212 387,000 1.09%
43 BANK OF AMERICA CORP /DE/ 29,018 445,000 1.25%
44 VERDE SERVICOS INTERNACIONAIS S.A. 35,000 537,000 1.51%
45 Private Advisor Group, LLC 36,391 543,000 1.53%
46 ROYAL BANK OF CANADA 39,978 615,000 1.73%
47 UBS Group AG 46,455 713,000 2.01%
48 GENEOS WEALTH MANAGEMENT INC. 51,103 784,000 2.20%
49 SUSQUEHANNA INTERNATIONAL GROUP, LLP 54,100 830,000 2.33% Call
50 CITADEL ADVISORS LLC 63,185 970,000 2.73%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.