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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 59 Institutional holders with a total value of $22,030,374.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CUTLER GROUP LLC / CA 1,100 0 0.00% Call
2 CITIGROUP INC 16 0 0.00%
3 D'Orazio & Associates, Inc. 70 1,000 0.00%
4 ATWOOD & PALMER INC 50 1,000 0.00%
5 NEXT Financial Group, Inc 54 1,000 0.00%
6 Baystate Wealth Management LLC 24 1,000 0.00%
7 GLOBAL RETIREMENT PARTNERS, LLC 65 1,000 0.00%
8 WESTSIDE INVESTMENT MANAGEMENT, INC. 100 1,353 0.01%
9 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 137 2,000 0.01%
10 BENJAMIN F. EDWARDS & COMPANY, INC. 200 3,000 0.01%
11 CUTLER GROUP LLC / CA 900 3,000 0.01% Put
12 ENVESTNET ASSET MANAGEMENT INC 293 4,000 0.02%
13 Corbenic Partners LLC 368 5,000 0.02%
14 WFG Advisors, LP 500 7,000 0.03%
15 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 841 11,084 0.05%
16 Stonehage Fleming Financial Services Holdings Ltd 1,500 20,000 0.09%
17 Virtus Investment Advisers, LLC 1,538 20,000 0.09%
18 Parallax Volatility Advisers, L.P. 1,600 21,000 0.10% Call
19 Creative Planning 1,872 25,000 0.11%
20 ADVISOR GROUP, INC. 2,250 30,000 0.14%
21 IFP ADVISORS, INC 3,000 40,000 0.18%
22 SPOT TRADING LLC /BD 5,500 72,000 0.33% Call
23 EDMOND DE ROTHSCHILD HOLDING S.A. 5,730 76,000 0.34%
24 SG Americas Securities, LLC 10,500 138,000 0.63%
25 SIMPLEX TRADING, LLC 11,648 153,000 0.69%
26 IHT WEALTH MANAGEMENT, LLC 16,366 158,000 0.72%
27 MASCOMA WEALTH MANAGEMENT LLC 12,455 164,000 0.74%
28 Verity Asset Management, Inc. 13,563 179,000 0.81%
29 First Allied Advisory Services, Inc. 14,184 190,000 0.86%
30 CITADEL ADVISORS LLC 14,500 191,000 0.87% Call
31 BANK OF AMERICA CORP /DE/ 17,673 233,000 1.06%
32 SUSQUEHANNA INTERNATIONAL GROUP, LLP 17,800 235,000 1.07% Call
33 VERDE SERVICOS INTERNACIONAIS S.A. 20,000 263,000 1.19%
34 SG3 MANAGEMENT, LLC 20,000 264,000 1.20% Call
35 CAZ INVESTMENTS LP 20,787 274,000 1.24%
36 SPOT TRADING LLC /BD 21,484 283,000 1.28%
37 LINCOLN NATIONAL CORP 23,200 306,000 1.39%
38 SPOT TRADING LLC /BD 24,100 318,000 1.44% Put
39 GAGNON SECURITIES LLC 24,316 320,000 1.45%
40 LADENBURG THALMANN FINANCIAL SERVICES INC. 25,353 334,000 1.52%
41 JPMORGAN CHASE & CO 25,701 339,000 1.54%
42 WELLS FARGO & COMPANY/MN 29,598 390,000 1.77%
43 V WEALTH MANAGEMENT,LLC 30,470 410,000 1.86%
44 ROYAL BANK OF CANADA 31,791 419,000 1.90%
45 ASSOCIATED BANC-CORP 32,931 434,000 1.97%
46 Private Advisor Group, LLC 39,581 534,000 2.42%
47 RESOURCES INVESTMENT ADVISORS, INC. 43,441 573,000 2.60%
48 CITADEL ADVISORS LLC 46,914 618,000 2.81%
49 CUTLER GROUP LLC / CA 50,298 662,000 3.00%
50 GENEOS WEALTH MANAGEMENT INC. 55,400 730,000 3.31%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.