| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SABBY MANAGEMENT, LLC | 400,560 | 1,442,000 | 41.01% | ||
| 2 | RENAISSANCE TECHNOLOGIES LLC | 308,033 | 1,109,000 | 31.54% | ||
| 3 | Anson Funds Management LP | 56,800 | 275,000 | 7.82% | ||
| 4 | Virtu KCG Holdings LLC | 58,211 | 210,000 | 5.97% | ||
| 5 | DEUTSCHE BANK AG\ | 51,111 | 183,000 | 5.20% | ||
| 6 | MORGAN STANLEY | 30,925 | 112,000 | 3.19% | ||
| 7 | CUTLER GROUP LLC / CA | 19,221 | 69,000 | 1.96% | ||
| 8 | MILLENNIUM MANAGEMENT LLC | 16,934 | 61,000 | 1.73% | ||
| 9 | CUTLER GROUP LLC / CA | 19,000 | 37,000 | 1.05% | Put | |
| 10 | Creative Planning | 2,000 | 7,000 | 0.20% | ||
| 11 | WELLS FARGO & COMPANY/MN | 800 | 3,000 | 0.09% | ||
| 12 | Tower Research Capital LLC (TRC) | 700 | 3,000 | 0.09% | ||
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 500 | 2,000 | 0.06% | ||
| 14 | GROUP ONE TRADING LLC | 599 | 2,000 | 0.06% | ||
| 15 | PRELUDE CAPITAL MANAGEMENT, LLC | 400 | 1,000 | 0.03% | ||
| 16 | ADVISOR GROUP, INC. | 13 | 0 | 0.00% | ||
| 17 | BANK OF MONTREAL /CAN/ | 48 | 0 | 0.00% | ||
| 18 | ROYAL BANK OF CANADA | 49 | 0 | 0.00% | ||
| 19 | MSI Financial Services Inc | 12 | 0 | 0.00% | ||
| 20 | JNBA Financial Advisors | 91 | 0 | 0.00% | ||
| 21 | BANK OF AMERICA CORP /DE/ | 10 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
