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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 30 Institutional holders with a total value of $6,599,215.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Ironwood Financial, llc 13 0 0.00%
2 CENTRAL TRUST Co 100 2,000 0.03%
3 LADENBURG THALMANN FINANCIAL SERVICES INC. 100 2,000 0.03%
4 Crosspoint Capital Strategies, LLC 97 2,000 0.03%
5 WFG Advisors, LP 100 2,000 0.03%
6 NEXT Financial Group, Inc 150 4,000 0.06%
7 SIMPLEX TRADING, LLC 201 4,000 0.06%
8 Corbenic Partners LLC 180 4,000 0.06%
9 ASSET PLANNING SERVICES, LTD. 150 4,000 0.06%
10 CITIGROUP INC 250 6,000 0.09%
11 Smithfield Trust Co 250 6,000 0.09%
12 GENEOS WEALTH MANAGEMENT INC. 300 7,000 0.11%
13 BANK OF MONTREAL /CAN/ 375 9,000 0.14%
14 KELMAN-LAZAROV, INC. 500 12,215 0.19%
15 Endurance Wealth Management, Inc. 1,000 24,000 0.36%
16 Creative Planning 1,200 30,000 0.45%
17 Compagnie Lombard Odier SCmA 2,300 57,000 0.86%
18 ADVISOR GROUP, INC. 2,990 74,000 1.12%
19 ROYAL BANK OF CANADA 3,003 74,000 1.12%
20 EDMOND DE ROTHSCHILD HOLDING S.A. 5,200 128,000 1.94%
21 EDMOND DE ROTHSCHILD (SUISSE) S.A. 5,200 128,000 1.94%
22 LPL Financial LLC 9,504 232,000 3.52%
23 JUNCTURE WEALTH STRATEGIES, LLC 12,473 308,000 4.67%
24 BANK OF AMERICA CORP /DE/ 15,588 385,000 5.83%
25 Karp Capital Management Corp 19,400 479,000 7.26%
26 SG Americas Securities, LLC 20,590 508,000 7.70%
27 WELLS FARGO & COMPANY/MN 25,779 636,000 9.64%
28 UBS Group AG 43,263 1,068,000 16.18%
29 MORGAN STANLEY 45,305 1,118,000 16.94%
30 JANE STREET GROUP, LLC 52,114 1,286,000 19.49%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.