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NUVEEN HGH INC DEC18 TRGT
NUVEEN HGH INC DEC18 TRGT. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 22 Institutional holders with a total value of $21,077,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 895,923 9,318,000 44.21%
2 WELLS FARGO & COMPANY/MN 191,126 1,987,000 9.43%
3 LPL Financial LLC 176,214 1,819,000 8.63%
4 Invesco Ltd. 157,771 1,641,000 7.79%
5 ROYAL BANK OF CANADA 104,633 1,059,000 5.02%
6 BAIRD FINANCIAL GROUP, INC. 89,118 927,000 4.40%
7 Commonwealth Equity Services, Inc 78,849 820,000 3.89%
8 STIFEL FINANCIAL CORP 74,700 775,000 3.68%
9 BANK OF AMERICA CORP /DE/ 63,375 659,000 3.13%
10 BB&T SECURITIES, LLC 30,337 315,000 1.49%
11 UBS Group AG 30,300 315,000 1.49%
12 Stratos Wealth Partners, LTD. 22,800 237,000 1.12%
13 Cambridge Investment Research Advisors, Inc. 22,475 234,000 1.11%
14 WEDBUSH SECURITIES INC 21,500 224,000 1.06%
15 Liberty Capital Management, Inc. 20,000 206,000 0.98%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 19,488 203,000 0.96%
17 Janney Montgomery Scott LLC 11,273 117,000 0.56%
18 COMERICA BANK 10,000 104,000 0.49%
19 Advisory Services Network, LLC 5,000 52,000 0.25%
20 D.A. DAVIDSON & CO. 2,400 24,000 0.11%
21 DELTA ASSET MANAGEMENT LLC/TN 2,000 21,000 0.10%
22 BRONFMAN E.L. ROTHSCHILD, L.P. 1,900 20,000 0.09%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.