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NUVEEN HGH INC DEC18 TRGT
NUVEEN HGH INC DEC18 TRGT. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 25 Institutional holders with a total value of $24,149,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,101,152 11,078,000 45.87%
2 WELLS FARGO & COMPANY/MN 229,413 2,308,000 9.56%
3 LPL Financial LLC 167,614 1,691,000 7.00%
4 Invesco Ltd. 158,442 1,594,000 6.60%
5 BANK OF AMERICA CORP /DE/ 111,657 1,123,000 4.65%
6 ROYAL BANK OF CANADA 105,640 1,063,000 4.40%
7 BAIRD FINANCIAL GROUP, INC. 88,257 888,000 3.68%
8 Commonwealth Equity Services, Inc 86,531 871,000 3.61%
9 STIFEL FINANCIAL CORP 78,700 791,000 3.28%
10 Janney Montgomery Scott LLC 56,373 567,000 2.35%
11 BB&T SECURITIES, LLC 30,337 315,000 1.30%
12 UBS Group AG 30,800 310,000 1.28%
13 Stratos Wealth Partners, LTD. 27,200 274,000 1.13%
14 Cambridge Investment Research Advisors, Inc. 25,229 254,000 1.05%
15 WEDBUSH SECURITIES INC 21,500 216,000 0.89%
16 Liberty Capital Management, Inc. 20,000 204,000 0.84%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 19,488 196,000 0.81%
18 Cetera Advisor Networks LLC 11,025 111,000 0.46%
19 Virtu KCG Holdings LLC 10,558 106,000 0.44%
20 COMERICA BANK 10,000 102,000 0.42%
21 D.A. DAVIDSON & CO. 2,400 24,000 0.10%
22 DELTA ASSET MANAGEMENT LLC/TN 2,000 20,000 0.08%
23 BRONFMAN E.L. ROTHSCHILD, L.P. 1,900 19,000 0.08%
24 Avior Wealth Management, LLC 1,400 14,000 0.06%
25 MSI Financial Services Inc 1,000 10,000 0.04%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.