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NUVEEN HIGH
NUVEEN HIGH. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 25 Institutional holders with a total value of $30,970,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Avior Wealth Management, LLC 1,400 14,000 0.05%
2 BRONFMAN E.L. ROTHSCHILD, L.P. 1,900 19,000 0.06%
3 DELTA ASSET MANAGEMENT LLC/TN 2,000 20,000 0.06%
4 D.A. DAVIDSON & CO. 2,400 24,000 0.08%
5 Cetera Advisor Networks LLC 11,025 113,000 0.36%
6 Advisory Services Network, LLC 15,323 156,000 0.50%
7 LADENBURG THALMANN FINANCIAL SERVICES INC. 19,488 198,000 0.64%
8 Liberty Capital Management, Inc. 20,000 204,000 0.66%
9 WEDBUSH SECURITIES INC 21,500 219,000 0.71%
10 Cambridge Investment Research Advisors, Inc. 25,469 259,000 0.84%
11 Stratos Wealth Partners, LTD. 37,950 386,000 1.25%
12 BB&T SECURITIES, LLC 57,127 581,000 1.88%
13 Janney Montgomery Scott LLC 60,873 620,000 2.00%
14 UBS Group AG 62,643 638,000 2.06%
15 STIFEL FINANCIAL CORP 76,489 778,000 2.51%
16 Commonwealth Equity Services, Inc 80,762 822,000 2.65%
17 BAIRD FINANCIAL GROUP, INC. 89,947 916,000 2.96%
18 GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT 95,904 967,000 3.12%
19 BANK OF AMERICA CORP /DE/ 124,449 1,267,000 4.09%
20 Invesco Ltd. 159,172 1,620,000 5.23%
21 ROYAL BANK OF CANADA 159,540 1,624,000 5.24%
22 LPL Financial LLC 182,279 1,843,000 5.95%
23 ICON ADVISERS INC/CO 191,414 1,949,000 6.29%
24 WELLS FARGO & COMPANY/MN 338,912 3,450,000 11.14%
25 MORGAN STANLEY 1,206,514 12,283,000 39.66%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.