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GOLDMAN SACHS ETF TR
GOLDMAN SACHS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 30 Institutional holders with a total value of $172,975,155.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,849,723 46,465,000 26.86%
2 BANK OF AMERICA CORP /DE/ 1,085,283 27,262,000 15.76%
3 3D ASSET MANAGEMENT, INC 792,790 19,915,000 11.51%
4 UNITED SERVICES AUTOMOBILE ASSOCIATION 751,260 18,872,000 10.91%
5 UBS Group AG 342,657 8,607,000 4.98%
6 ENVESTNET ASSET MANAGEMENT INC 306,745 7,705,000 4.45%
7 MARINER INDEPENDENT ADVISOR NETWORK, LLC 275,789 6,928,000 4.01%
8 Commonwealth Equity Services, Inc 187,332 4,706,000 2.72%
9 PATTON ALBERTSON MILLER GROUP, LLC 185,897 4,670,000 2.70%
10 Raymond James Financial Services Advisors, Inc. 166,146 4,174,000 2.41%
11 RAYMOND JAMES & ASSOCIATES 161,088 4,047,000 2.34%
12 WELLS FARGO & COMPANY/MN 159,718 4,012,000 2.32%
13 LPL Financial LLC 93,506 2,338,000 1.35%
14 Mengis Capital Management, Inc. 78,210 1,964,000 1.14%
15 Choate Investment Advisors 67,960 1,707,155 0.99%
16 Janney Montgomery Scott LLC 67,508 1,696,000 0.98%
17 Atria Investments, Inc 65,387 1,643,000 0.95%
18 Virtu KCG Holdings LLC 47,378 1,190,000 0.69%
19 GOLDMAN SACHS GROUP INC 35,456 891,000 0.52%
20 OLD MISSION CAPITAL LLC 34,927 877,000 0.51%
21 WEALTHSOURCE PARTNERS, LLC 34,098 857,000 0.50%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 33,775 848,000 0.49%
23 RFG Advisory, LLC 31,749 794,000 0.46%
24 BLB&B Advisors, LLC 15,260 383,000 0.22%
25 Carroll Financial Associates, Inc. 11,417 286,000 0.17%
26 ROPES WEALTH ADVISORS LLC 4,042 102,000 0.06%
27 Concert Wealth Management Inc. 494 13,000 0.01%
28 SEI INVESTMENTS CO 385 10,000 0.01%
29 ROYAL BANK OF CANADA 298 7,000 0.00%
30 GENEOS WEALTH MANAGEMENT INC. 270 6,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.