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GOLDMAN SACHS ETF TR
GOLDMAN SACHS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 34 Institutional holders with a total value of $221,496,481.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 2,058,410 50,143,000 22.64%
2 BANK OF AMERICA CORP /DE/ 1,829,409 44,564,000 20.12%
3 3D ASSET MANAGEMENT, INC 802,587 19,551,000 8.83%
4 UNITED SERVICES AUTOMOBILE ASSOCIATION 751,380 18,304,000 8.26%
5 UBS Group AG 414,631 10,100,000 4.56%
6 MARINER INDEPENDENT ADVISOR NETWORK, LLC 297,644 7,251,000 3.27%
7 WELLS FARGO & COMPANY/MN 257,115 6,263,000 2.83%
8 FLINTON CAPITAL MANAGEMENT LLC 254,524 6,200,000 2.80%
9 RIVERHEAD CAPITAL MANAGEMENT LLC 249,675 6,082,000 2.75%
10 Commonwealth Equity Services, Inc 236,233 5,755,000 2.60%
11 TYERS ASSET MANAGEMENT LLC 209,608 5,106,000 2.31%
12 PATTON ALBERTSON MILLER GROUP, LLC 191,504 4,665,000 2.11%
13 RAYMOND JAMES & ASSOCIATES 177,837 4,332,000 1.96%
14 Raymond James Financial Services Advisors, Inc. 176,598 4,302,000 1.94%
15 NEUBURGH ADVISERS LLC 164,692 4,012,000 1.81%
16 FCA CORP /TX 121,443 2,958,000 1.34%
17 GOLDMAN SACHS GROUP INC 120,053 2,924,000 1.32%
18 MEADOW CREEK INVESTMENT MANAGEMENT LLC 119,776 2,918,000 1.32%
19 HighTower Advisors, LLC 119,895 2,912,000 1.31%
20 LPL Financial LLC 102,464 2,500,000 1.13%
21 Mengis Capital Management, Inc. 88,970 2,167,000 0.98%
22 Atria Investments, Inc 67,331 1,640,000 0.74%
23 Janney Montgomery Scott LLC 58,167 1,417,000 0.64%
24 Choate Investment Advisors 50,225 1,223,481 0.55%
25 Stonehearth Capital Management, LLC 38,367 935,000 0.42%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 33,879 825,000 0.37%
27 RFG Advisory, LLC 31,749 794,000 0.36%
28 WEALTHSOURCE PARTNERS, LLC 32,148 783,000 0.35%
29 BLB&B Advisors, LLC 20,310 495,000 0.22%
30 Carroll Financial Associates, Inc. 9,410 229,000 0.10%
31 ROPES WEALTH ADVISORS LLC 4,042 98,000 0.04%
32 ROYAL BANK OF CANADA 1,632 39,000 0.02%
33 GENEOS WEALTH MANAGEMENT INC. 270 6,000 0.00%
34 CONTRAVISORY INVESTMENT MANAGEMENT, INC. 107 3,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.