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GOLDMAN SACHS ETF TR
GOLDMAN SACHS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 39 Institutional holders with a total value of $270,218,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WFG Advisors, LP 175 5,000 0.00%
2 GENEOS WEALTH MANAGEMENT INC. 270 7,000 0.00%
3 ROPES WEALTH ADVISORS LLC 4,042 106,000 0.04%
4 Stratos Wealth Partners, LTD. 11,430 299,000 0.11%
5 Betterment LLC 12,872 337,000 0.12%
6 RFG Advisory, LLC 15,037 391,000 0.14%
7 Carroll Financial Associates, Inc. 16,195 423,000 0.16%
8 LPL Financial LLC 17,498 458,000 0.17%
9 BLB&B Advisors, LLC 18,230 477,000 0.18%
10 FIRST CAPITAL ADVISORS GROUP, LLC. 29,362 768,000 0.28%
11 MML INVESTORS SERVICES, INC. 18,303 856,000 0.32%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 34,907 914,000 0.34%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 36,900 966,000 0.36%
14 Stonehearth Capital Management, LLC 38,367 1,004,000 0.37%
15 ROYAL BANK OF CANADA 54,275 1,420,000 0.53%
16 OLD MISSION CAPITAL LLC 64,148 1,679,000 0.62%
17 BOSTON FINANCIAL MANGEMENT LLC 74,051 1,938,000 0.72%
18 Janney Montgomery Scott LLC 76,774 2,009,000 0.74%
19 Atria Investments, Inc 80,105 2,096,000 0.78%
20 Mengis Capital Management, Inc. 102,670 2,686,000 0.99%
21 HighTower Advisors, LLC 135,211 3,544,000 1.31%
22 MEADOW CREEK INVESTMENT MANAGEMENT LLC 135,616 3,549,000 1.31%
23 FCA CORP /TX 138,230 3,617,000 1.34%
24 GOLDMAN SACHS GROUP INC 138,284 3,619,000 1.34%
25 PATTON ALBERTSON MILLER GROUP, LLC 167,788 4,577,000 1.69%
26 NEUBURGH ADVISERS LLC 186,472 4,880,000 1.81%
27 JANE STREET GROUP, LLC 204,159 5,343,000 1.98%
28 TYERS ASSET MANAGEMENT LLC 237,328 6,211,000 2.30%
29 RIVERHEAD CAPITAL MANAGEMENT LLC 282,627 7,396,000 2.74%
30 FLINTON CAPITAL MANAGEMENT LLC 288,184 7,542,000 2.79%
31 Commonwealth Equity Services, Inc 291,500 7,629,000 2.82%
32 UBS Group AG 292,144 7,645,000 2.83%
33 WELLS FARGO & COMPANY/MN 304,828 7,977,000 2.95%
34 ENVESTNET ASSET MANAGEMENT INC 336,375 8,804,000 3.26%
35 RAYMOND JAMES & ASSOCIATES 541,368 14,168,000 5.24%
36 UNITED SERVICES AUTOMOBILE ASSOCIATION 751,260 19,660,000 7.28%
37 3D ASSET MANAGEMENT, INC 1,009,317 26,414,000 9.78%
38 BANK OF AMERICA CORP /DE/ 1,767,267 46,249,000 17.12%
39 MORGAN STANLEY 2,390,329 62,555,000 23.15%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.