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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 19 Institutional holders with a total value of $15,167,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 139,838 4,917,000 32.42%
2 RAYMOND JAMES & ASSOCIATES 48,593 1,694,000 11.17%
3 FDx Advisors, Inc. 33,588 1,171,000 7.72%
4 CITADEL ADVISORS LLC 30,637 1,068,000 7.04%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 30,148 1,051,000 6.93%
6 Wellington Shields Capital Management, LLC 27,446 957,000 6.31%
7 ROYAL BANK OF CANADA 24,317 848,000 5.59%
8 UBS Group AG 23,550 821,000 5.41%
9 BANK OF AMERICA CORP /DE/ 19,879 693,000 4.57%
10 JANE STREET GROUP, LLC 16,386 571,000 3.76%
11 NWAM LLC 8,228 287,000 1.89%
12 Virtu KCG Holdings LLC 8,136 284,000 1.87%
13 Cambridge Investment Research Advisors, Inc. 7,359 257,000 1.69%
14 First Allied Advisory Services, Inc. 7,270 253,000 1.67%
15 Private Advisor Group, LLC 6,087 214,000 1.41%
16 MSI Financial Services Inc 1,183 42,000 0.28%
17 IFP ADVISORS, INC 513 18,000 0.12%
18 NEXT Financial Group, Inc 500 17,000 0.11%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 111 4,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.