| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ROOSEVELT INVESTMENT GROUP LLC | 401,193 | 10,471,000 | 43.70% | ||
| 2 | Crow Point Partners, LLC | 400,000 | 10,440,000 | 43.57% | ||
| 3 | FULTON BREAKEFIELD BROENNIMAN LLC | 59,950 | 1,565,000 | 6.53% | ||
| 4 | Smith Affiliated Capital Corp. | 31,600 | 824,760 | 3.44% | PRN | |
| 5 | AMERIPRISE FINANCIAL INC | 20,560 | 537,000 | 2.24% | ||
| 6 | PNC FINANCIAL SERVICES GROUP, INC. | 2,000 | 52,000 | 0.22% | ||
| 7 | SPIRIT OF AMERICA MANAGEMENT CORP/NY | 2,000 | 52,000 | 0.22% | ||
| 8 | GLENMEDE TRUST CO NA | 650 | 16,000 | 0.07% | ||
| 9 | INTELLECTUS PARTNERS, LLC | 27 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
