| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CUTLER GROUP LLC / CA | 1,900 | 0 | 0.00% | Call | |
| 2 | BARCLAYS PLC | 10 | 0 | 0.00% | ||
| 3 | DEUTSCHE BANK AG\ | 100 | 0 | 0.00% | ||
| 4 | Financial Architects, Inc | 200 | 1,000 | 0.00% | ||
| 5 | Creative Planning | 245 | 2,000 | 0.00% | ||
| 6 | WOLVERINE TRADING LP /BD | 673 | 5,088 | 0.01% | ||
| 7 | GOLDMAN SACHS GROUP INC | 1,000 | 7,000 | 0.02% | Put | |
| 8 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,500 | 11,000 | 0.03% | ||
| 9 | D'Orazio & Associates, Inc. | 3,000 | 22,000 | 0.05% | ||
| 10 | ACROSPIRE INVESTMENT MANAGEMENT LLC | 3,600 | 27,000 | 0.06% | ||
| 11 | CUTLER GROUP LLC / CA | 4,019 | 29,000 | 0.07% | ||
| 12 | ROYAL BANK OF CANADA | 4,192 | 31,000 | 0.07% | ||
| 13 | IndexIQ Advisors LLC | 4,815 | 36,000 | 0.09% | ||
| 14 | GOLDMAN SACHS GROUP INC | 5,200 | 38,000 | 0.09% | Call | |
| 15 | Tower Research Capital LLC (TRC) | 6,430 | 47,000 | 0.11% | ||
| 16 | MORGAN STANLEY | 9,303 | 69,000 | 0.17% | ||
| 17 | Invesco Ltd. | 15,670 | 116,000 | 0.28% | ||
| 18 | WELLS FARGO & COMPANY/MN | 17,566 | 130,000 | 0.31% | ||
| 19 | UBS Group AG | 20,000 | 148,000 | 0.36% | Call | |
| 20 | CITADEL ADVISORS LLC | 20,987 | 155,000 | 0.37% | ||
| 21 | BRONFMAN E.L. ROTHSCHILD, L.P. | 22,500 | 167,000 | 0.40% | ||
| 22 | GROUP ONE TRADING LLC | 26,518 | 196,000 | 0.47% | ||
| 23 | Jefferies Group LLC | 26,577 | 197,000 | 0.47% | ||
| 24 | UBS Group AG | 30,318 | 224,000 | 0.54% | ||
| 25 | SIMPLEX TRADING, LLC | 33,270 | 246,000 | 0.59% | ||
| 26 | NWAM LLC | 38,750 | 287,000 | 0.69% | ||
| 27 | WOLVERINE TRADING LP /BD | 406 | 306,936 | 0.74% | Put | |
| 28 | WOLVERINE TRADING LP /BD | 594 | 449,064 | 1.08% | Call | |
| 29 | LPL Financial LLC | 82,979 | 632,000 | 1.52% | ||
| 30 | Raging Capital Management, LLC | 100,000 | 740,000 | 1.78% | ||
| 31 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 118,134 | 874,000 | 2.10% | ||
| 32 | GOLDMAN SACHS GROUP INC | 123,845 | 916,000 | 2.20% | ||
| 33 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 145,300 | 1,075,000 | 2.58% | Call | |
| 34 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 195,900 | 1,450,000 | 3.48% | Put | |
| 35 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 251,509 | 1,761,000 | 4.23% | ||
| 36 | ENVESTNET ASSET MANAGEMENT INC | 251,123 | 1,858,000 | 4.46% | ||
| 37 | HENNESSY ADVISORS INC | 352,200 | 2,606,000 | 6.25% | ||
| 38 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 359,832 | 2,663,000 | 6.39% | ||
| 39 | FMR LLC | 3,263,662 | 24,151,000 | 57.95% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
