| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BAUPOST GROUP LLC/MA | 954,188 | 17,452,000 | 34.62% | ||
| 2 | Bank of New York Mellon Corp | 270,000 | 4,938,000 | 9.80% | ||
| 3 | MORGAN STANLEY | 236,812 | 4,331,000 | 8.59% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 224,419 | 4,104,000 | 8.14% | ||
| 5 | CLARK ESTATES INC/NY | 176,000 | 3,219,000 | 6.39% | ||
| 6 | Invesco Ltd. | 163,244 | 2,986,000 | 5.92% | ||
| 7 | CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT | 151,900 | 2,778,000 | 5.51% | ||
| 8 | Arrow Investment Advisors, LLC | 118,191 | 2,162,000 | 4.29% | ||
| 9 | Vident Investment Advisory, LLC | 56,716 | 1,037,000 | 2.06% | ||
| 10 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 48,500 | 887,000 | 1.76% | Put | |
| 11 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 35,200 | 644,000 | 1.28% | Call | |
| 12 | LUCUS ADVISORS LLC | 31,530 | 577,000 | 1.14% | ||
| 13 | GSA CAPITAL PARTNERS LLP | 31,400 | 574,000 | 1.14% | ||
| 14 | WealthTrust Axiom LLC | 30,000 | 548,000 | 1.09% | ||
| 15 | UBS Group AG | 25,211 | 461,000 | 0.91% | ||
| 16 | PEAK6 Group LLC | 21,600 | 395,000 | 0.78% | Put | |
| 17 | GEODE CAPITAL MANAGEMENT, LLC | 20,701 | 378,000 | 0.75% | ||
| 18 | WELLS FARGO & COMPANY/MN | 17,608 | 322,000 | 0.64% | ||
| 19 | CREDIT SUISSE AG/ | 16,319 | 298,000 | 0.59% | ||
| 20 | Commonwealth Equity Services, Inc | 15,063 | 276,000 | 0.55% | ||
| 21 | HighTower Advisors, LLC | 12,767 | 234,000 | 0.46% | ||
| 22 | LPL Financial LLC | 12,390 | 233,000 | 0.46% | ||
| 23 | GOLDMAN SACHS GROUP INC | 11,331 | 207,000 | 0.41% | ||
| 24 | JANE STREET GROUP, LLC | 10,644 | 195,000 | 0.39% | ||
| 25 | ROYAL BANK OF CANADA | 10,000 | 183,000 | 0.36% | ||
| 26 | Spot Trading L.L.C | 9,200 | 168,000 | 0.33% | Put | |
| 27 | PRELUDE CAPITAL MANAGEMENT, LLC | 9,000 | 165,000 | 0.33% | ||
| 28 | Spot Trading L.L.C | 7,906 | 145,000 | 0.29% | ||
| 29 | Global X Management CO LLC | 5,846 | 107,000 | 0.21% | ||
| 30 | BANK OF AMERICA CORP /DE/ | 5,018 | 92,000 | 0.18% | ||
| 31 | Parallax Volatility Advisers, L.P. | 3,894 | 71,000 | 0.14% | ||
| 32 | Parallax Volatility Advisers, L.P. | 3,300 | 60,000 | 0.12% | Put | |
| 33 | PEAK6 Group LLC | 1,896 | 35,000 | 0.07% | ||
| 34 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 1,757 | 32,000 | 0.06% | ||
| 35 | Capital Advisors, Ltd. LLC | 1,000 | 18,000 | 0.04% | ||
| 36 | PNC FINANCIAL SERVICES GROUP, INC. | 1,000 | 18,000 | 0.04% | ||
| 37 | IndexIQ Advisors LLC | 810 | 15,000 | 0.03% | ||
| 38 | Spot Trading L.L.C | 800 | 15,000 | 0.03% | Call | |
| 39 | Creative Planning | 716 | 13,000 | 0.03% | ||
| 40 | NEXT Financial Group, Inc | 564 | 10,000 | 0.02% | ||
| 41 | SUMMIT SECURITIES GROUP LLC | 15 | 9,000 | 0.02% | Call | |
| 42 | GROUP ONE TRADING LLC | 320 | 6,000 | 0.01% | ||
| 43 | SOLARIS ASSET MANAGEMENT LLC | 200 | 4,000 | 0.01% | ||
| 44 | CITIGROUP INC | 100 | 2,000 | 0.00% | ||
| 45 | BARCLAYS PLC | 65 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
