| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Allianz Asset Management GmbH | 982,975 | 12,926,000 | 24.41% | ||
| 2 | FIRST TRUST ADVISORS LP | 893,970 | 11,756,000 | 22.20% | ||
| 3 | McGowan Group Asset Management, Inc. | 393,873 | 5,180,000 | 9.78% | ||
| 4 | Bank of New York Mellon Corp | 270,000 | 3,551,000 | 6.71% | ||
| 5 | Invesco Ltd. | 239,456 | 3,148,000 | 5.95% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 169,161 | 2,225,000 | 4.20% | ||
| 7 | CLARK ESTATES INC/NY | 126,000 | 1,657,000 | 3.13% | ||
| 8 | GSA CAPITAL PARTNERS LLP | 106,640 | 1,402,000 | 2.65% | ||
| 9 | Rafferty Asset Management, LLC | 96,659 | 1,271,000 | 2.40% | ||
| 10 | MORGAN STANLEY | 89,758 | 1,180,000 | 2.23% | ||
| 11 | Freestone Capital Holdings, LLC | 53,915 | 709,000 | 1.34% | ||
| 12 | Spot Trading L.L.C | 53,600 | 705,000 | 1.33% | Put | |
| 13 | A.R.T. Advisors, LLC | 53,612 | 704,000 | 1.33% | ||
| 14 | Spot Trading L.L.C | 46,376 | 610,000 | 1.15% | ||
| 15 | BLUE CREEK INVESTMENT PARTNERS, LLC | 45,304 | 596,000 | 1.13% | ||
| 16 | LUCUS ADVISORS LLC | 42,820 | 563,000 | 1.06% | ||
| 17 | GOLDMAN SACHS GROUP INC | 36,149 | 475,000 | 0.90% | ||
| 18 | WELLS FARGO & COMPANY/MN | 33,999 | 448,000 | 0.85% | ||
| 19 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 33,500 | 441,000 | 0.83% | Call | |
| 20 | Arrow Investment Advisors, LLC | 26,268 | 345,000 | 0.65% | ||
| 21 | UBS Group AG | 24,765 | 325,000 | 0.61% | ||
| 22 | ROYAL BANK OF CANADA | 20,000 | 263,000 | 0.50% | ||
| 23 | LPL Financial LLC | 20,984 | 253,000 | 0.48% | ||
| 24 | Raymond James Financial Services Advisors, Inc. | 19,242 | 253,000 | 0.48% | ||
| 25 | WealthTrust Axiom LLC | 18,000 | 236,000 | 0.45% | ||
| 26 | Freedom Investment Management, Inc. | 16,219 | 213,000 | 0.40% | ||
| 27 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 14,900 | 196,000 | 0.37% | Put | |
| 28 | Creative Planning | 13,935 | 183,000 | 0.35% | ||
| 29 | Sigma Planning Corp | 13,662 | 180,000 | 0.34% | ||
| 30 | CUTLER GROUP LLC / CA | 12,137 | 159,000 | 0.30% | ||
| 31 | BANK OF AMERICA CORP /DE/ | 11,317 | 149,000 | 0.28% | ||
| 32 | Commonwealth Equity Services, Inc | 10,983 | 144,000 | 0.27% | ||
| 33 | ACROSPIRE INVESTMENT MANAGEMENT LLC | 6,100 | 80,000 | 0.15% | ||
| 34 | GROUP ONE TRADING LLC | 5,346 | 70,000 | 0.13% | ||
| 35 | DEUTSCHE BANK AG\ | 5,167 | 67,000 | 0.13% | ||
| 36 | Spot Trading L.L.C | 4,300 | 57,000 | 0.11% | Call | |
| 37 | Global X Management CO LLC | 3,491 | 46,000 | 0.09% | ||
| 38 | CUTLER GROUP LLC / CA | 5,000 | 40,000 | 0.08% | Put | |
| 39 | CITIGROUP INC | 2,028 | 26,000 | 0.05% | ||
| 40 | Tower Research Capital LLC (TRC) | 1,932 | 25,000 | 0.05% | ||
| 41 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,731 | 23,000 | 0.04% | ||
| 42 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 1,757 | 21,000 | 0.04% | ||
| 43 | Capital Advisors, Ltd. LLC | 1,000 | 13,000 | 0.02% | ||
| 44 | AMERICAN INTERNATIONAL GROUP, INC. | 744 | 10,000 | 0.02% | ||
| 45 | PINKERTON WEALTH, LLC | 787 | 10,000 | 0.02% | ||
| 46 | IndexIQ Advisors LLC | 415 | 5,000 | 0.01% | ||
| 47 | US BANCORP \DE\ | 300 | 4,000 | 0.01% | ||
| 48 | SIMPLEX TRADING, LLC | 367 | 4,000 | 0.01% | ||
| 49 | MSI Financial Services Inc | 87 | 1,000 | 0.00% | ||
| 50 | CENTRAL TRUST Co | 100 | 1,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
