| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MSI Financial Services Inc | 87 | 1,000 | 0.00% | ||
| 2 | CENTRAL TRUST Co | 100 | 1,000 | 0.00% | PRN | |
| 3 | PENSERRA CAPITAL MANAGEMENT LLC | 57 | 1,000 | 0.00% | ||
| 4 | BARCLAYS PLC | 65 | 1,000 | 0.00% | ||
| 5 | Spot Trading L.L.C | 100 | 1,000 | 0.00% | Call | |
| 6 | WOLVERINE TRADING LP /BD | 275 | 2,659 | 0.01% | ||
| 7 | US BANCORP \DE\ | 300 | 3,000 | 0.01% | ||
| 8 | IndexIQ Advisors LLC | 450 | 5,000 | 0.01% | ||
| 9 | ADVISOR GROUP, INC. | 700 | 7,000 | 0.02% | ||
| 10 | Capital Advisors, Ltd. LLC | 1,000 | 10,000 | 0.03% | ||
| 11 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,631 | 16,000 | 0.04% | ||
| 12 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 1,757 | 18,000 | 0.05% | ||
| 13 | CUTLER GROUP LLC / CA | 2,525 | 25,000 | 0.06% | ||
| 14 | UBS Group AG | 3,074 | 31,000 | 0.08% | ||
| 15 | Global X Management CO LLC | 3,212 | 32,000 | 0.08% | ||
| 16 | ACROSPIRE INVESTMENT MANAGEMENT LLC | 5,300 | 53,000 | 0.14% | ||
| 17 | GROUP ONE TRADING LLC | 7,446 | 75,000 | 0.19% | ||
| 18 | WOLVERINE TRADING LP /BD | 88 | 85,096 | 0.22% | Put | |
| 19 | LPL Financial LLC | 10,406 | 96,000 | 0.25% | ||
| 20 | BANK OF AMERICA CORP /DE/ | 11,317 | 114,000 | 0.30% | ||
| 21 | DEUTSCHE BANK AG\ | 11,624 | 117,000 | 0.30% | ||
| 22 | Commonwealth Equity Services, Inc | 13,117 | 132,000 | 0.34% | ||
| 23 | Freedom Investment Management, Inc. | 15,495 | 156,000 | 0.40% | ||
| 24 | Sigma Planning Corp | 15,587 | 157,000 | 0.41% | ||
| 25 | CLINTON GROUP INC | 16,996 | 171,000 | 0.44% | ||
| 26 | Creative Planning | 17,700 | 179,000 | 0.46% | ||
| 27 | ROYAL BANK OF CANADA | 20,000 | 202,000 | 0.52% | ||
| 28 | WELLS FARGO & COMPANY/MN | 20,186 | 204,000 | 0.53% | ||
| 29 | WOLVERINE TRADING LP /BD | 334 | 322,978 | 0.84% | Call | |
| 30 | GSA CAPITAL PARTNERS LLP | 33,813 | 341,000 | 0.88% | ||
| 31 | WealthTrust Axiom LLC | 34,000 | 343,000 | 0.89% | ||
| 32 | Spot Trading L.L.C | 43,300 | 437,000 | 1.13% | Put | |
| 33 | BLUE CREEK INVESTMENT PARTNERS, LLC | 45,741 | 462,000 | 1.20% | ||
| 34 | Spot Trading L.L.C | 48,658 | 491,000 | 1.27% | ||
| 35 | Arrow Investment Advisors, LLC | 49,270 | 497,000 | 1.29% | ||
| 36 | Freestone Capital Holdings, LLC | 53,915 | 544,000 | 1.41% | ||
| 37 | A.R.T. Advisors, LLC | 60,512 | 610,000 | 1.58% | ||
| 38 | MORGAN STANLEY | 60,512 | 610,000 | 1.58% | ||
| 39 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 87,200 | 880,000 | 2.28% | Put | |
| 40 | GUGGENHEIM CAPITAL LLC | 128,547 | 1,297,000 | 3.36% | ||
| 41 | Invesco Ltd. | 200,896 | 2,027,000 | 5.25% | ||
| 42 | Bank of New York Mellon Corp | 270,000 | 2,724,000 | 7.05% | ||
| 43 | FIRST TRUST ADVISORS LP | 2,492,266 | 25,147,000 | 65.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
