| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | THOMPSON DAVIS & CO., INC. | 4,000 | 4,000 | 0.00% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 5,000 | 5,000 | 0.00% | PRN | |
| 3 | Wellesley Asset Management | 6,770 | 6,867 | 0.01% | PRN | |
| 4 | WELLS FARGO & COMPANY/MN | 9,000 | 9,000 | 0.01% | PRN | |
| 5 | MORGAN STANLEY | 19,000 | 19,000 | 0.02% | PRN | |
| 6 | Creative Planning | 20,000 | 20,000 | 0.02% | PRN | |
| 7 | STIFEL FINANCIAL CORP | 25,360 | 25,000 | 0.02% | PRN | |
| 8 | Windsor Capital Management, LLC | 25,000 | 25,000 | 0.02% | ||
| 9 | DEUTSCHE BANK AG\ | 31,000 | 31,000 | 0.03% | PRN | |
| 10 | Investors Capital Advisory Services | 40,000 | 40,000 | 0.03% | ||
| 11 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 42,000 | 43,000 | 0.04% | ||
| 12 | HBK Sorce Advisory LLC | 50,000 | 51,000 | 0.04% | ||
| 13 | Bank of New York Mellon Corp | 300,000 | 305,000 | 0.25% | ||
| 14 | Compagnie Lombard Odier SCmA | 560,000 | 572,000 | 0.48% | PRN | |
| 15 | CREDIT SUISSE AG/ | 579,000 | 587,000 | 0.49% | PRN | |
| 16 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 680,000 | 690,000 | 0.57% | ||
| 17 | CITIGROUP INC | 882,000 | 895,000 | 0.74% | PRN | |
| 18 | KEYBANK NATIONAL ASSOCIATION/OH | 1,042,000 | 1,057,000 | 0.88% | ||
| 19 | EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC | 1,800,000 | 1,826,000 | 1.52% | PRN | |
| 20 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 1,950,000 | 1,979,000 | 1.65% | PRN | |
| 21 | SSI INVESTMENT MANAGEMENT LLC | 2,051,000 | 2,081,000 | 1.73% | PRN | |
| 22 | THRIVENT FINANCIAL FOR LUTHERANS | 2,500,000 | 2,548,000 | 2.12% | ||
| 23 | LAFFER TENGLER INVESTMENTS, INC. | 2,695 | 2,754,918 | 2.29% | ||
| 24 | ADVENT CAPITAL MANAGEMENT /DE/ | 3,096,000 | 3,158,000 | 2.63% | PRN | |
| 25 | Invesco Ltd. | 5,000,000 | 5,072,000 | 4.22% | PRN | |
| 26 | JPMORGAN CHASE & CO | 6,660,000 | 6,777,000 | 5.64% | PRN | |
| 27 | Ferox Capital Management LP | 7,388,000 | 7,503,000 | 6.24% | PRN | |
| 28 | OAKTREE CAPITAL MANAGEMENT LP | 10,319,000 | 10,527,000 | 8.76% | PRN | |
| 29 | RIVERHEAD CAPITAL MANAGEMENT LLC | 12,000,000 | 12,181,000 | 10.14% | ||
| 30 | VICTORY CAPITAL MANAGEMENT INC | 13,744,295 | 13,942,000 | 11.60% | PRN | |
| 31 | Radcliffe Capital Management, L.P. | 14,622,000 | 14,881,000 | 12.38% | PRN | |
| 32 | STEELHEAD PARTNERS LLC | 30,009,000 | 30,572,000 | 25.44% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
