| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | PROSPECT CAPITAL CORPORATION | 71,817,000 | 72,322,000 | 13.28% | PRN | |
| 2 | ICONIX BRAND GROUP INC 2.5% 06/01/2016 | 65,988,000 | 65,352,000 | 12.00% | PRN | |
| 3 | FIFTH STR FIN CORP 5.375% 04/01/2016 | 47,740,000 | 47,740,000 | 8.76% | PRN | |
| 4 | PROSPECT CAPITAL CORPORATION | 43,688,000 | 40,864,000 | 7.50% | PRN | |
| 5 | Ares Capital Corp | 39,439,000 | 39,655,000 | 7.28% | PRN | |
| 6 | ARES CAP CORP | 37,685,000 | 38,186,000 | 7.01% | PRN | |
| 7 | NEW MTN FIN CORP | 34,734,000 | 33,737,000 | 6.19% | PRN | |
| 8 | TCP CAP CORP NOTE 5.25012/1 | 29,800,000 | 29,322,000 | 5.38% | PRN | |
| 9 | Ares Capital Corp | 27,468,000 | 27,942,000 | 5.13% | PRN | |
| 10 | PROSPECT CAP 5 375 17 | 28,311,000 | 27,623,000 | 5.07% | PRN | |
| 11 | TICC CAPITAL CORP | 25,098,000 | 24,857,000 | 4.56% | PRN | |
| 12 | Prospect Capital Corp | 24,667,000 | 23,995,000 | 4.41% | PRN | |
| 13 | BLACKROCK CAPITAL INVESTMENT | 21,600,000 | 22,210,000 | 4.08% | PRN | |
| 14 | TSLX | 16,710,000 | 16,482,000 | 3.03% | PRN | |
| 15 | ARES CAP CORP | 14,622,000 | 14,881,000 | 2.73% | PRN | |
| 16 | PROSPECT CAPITAL CORPORATION | 11,740,000 | 10,354,000 | 1.90% | PRN | |
| 17 | SHUTTERFLY INC NOTE | 2,130,000 | 2,127,000 | 0.39% | PRN | |
| 18 | TOLL BROS FIN CORP | 2,000,000 | 1,955,000 | 0.36% | PRN | |
| 19 | ROVI CORP | 1,204,000 | 1,150,000 | 0.21% | PRN | |
| 20 | ISTAR FINL INC | 1,000,000 | 1,024,000 | 0.19% | PRN | |
| 21 | AMERICAN CAP LIMITED | 34,500 | 526,000 | 0.10% | ||
| 22 | CROSSROADS CAP INC | 153,200 | 401,000 | 0.07% | ||
| 23 | FIRSTHAND TECHNOLOGY VALUE FD COM | 45,844 | 344,000 | 0.06% | ||
| 24 | BLACKROCK CAP INVT CORP | 27,700 | 261,000 | 0.05% | ||
| 25 | SOLAR CAPITAL | 14,900 | 257,000 | 0.05% | ||
| 26 | GOLUB CAP BDC INC | 12,400 | 215,000 | 0.04% | ||
| 27 | ICONIX BRAND GROUP INC | 21,700 | 175,000 | 0.03% | ||
| 28 | PROSPECT CAPITAL CORPORATION | 24,000 | 174,000 | 0.03% | ||
| 29 | HERCULES CAPITAL INC | 13,400 | 161,000 | 0.03% | ||
| 30 | HORIZON TECHNOLOGY FIN CORP COM | 11,400 | 132,000 | 0.02% | ||
| 31 | FIFTH STREET | 25,400 | 128,000 | 0.02% | ||
| 32 | ALCENTRA CAP CORP COM | 10,500 | 122,000 | 0.02% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001144204-16-102136, filed 2016.05.16).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
