| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NEW MTN FIN CORP | 44,734,000 | 45,975,000 | 11.14% | PRN | |
| 2 | PROSPECT CAPITAL CORPORATION | 43,688,000 | 44,850,000 | 10.87% | PRN | |
| 3 | Prospect Capital Corp | 43,541,000 | 44,805,000 | 10.86% | PRN | |
| 4 | ARES CAP CORP | 32,685,000 | 34,188,000 | 8.28% | PRN | |
| 5 | TICC CAPITAL CORP | 32,598,000 | 33,270,000 | 8.06% | PRN | |
| 6 | TCP CAP CORP NOTE 5.25012/1 | 29,800,000 | 31,127,000 | 7.54% | PRN | |
| 7 | BLACKROCK CAPITAL INVESTMENT | 27,744,000 | 28,720,000 | 6.96% | PRN | |
| 8 | PROSPECT CAP 5 375 17 | 26,934,000 | 27,637,000 | 6.70% | PRN | |
| 9 | WEB COM GROUP INC | 21,591,000 | 20,456,000 | 4.96% | PRN | |
| 10 | Ares Capital Corp | 18,101,000 | 18,755,000 | 4.54% | PRN | |
| 11 | CHART INDS INC | 17,788,000 | 17,489,000 | 4.24% | PRN | |
| 12 | TSLX | 16,710,000 | 17,159,000 | 4.16% | PRN | |
| 13 | PROSPECT CAPITAL CORPORATION | 16,740,000 | 16,536,000 | 4.01% | PRN | |
| 14 | ARES CAP CORP | 14,622,000 | 14,838,000 | 3.60% | PRN | |
| 15 | TOLL BROS FIN CORP | 5,000,000 | 4,915,000 | 1.19% | PRN | |
| 16 | NUANCE COMMUNICATIONS INC | 4,335,000 | 4,365,000 | 1.06% | PRN | |
| 17 | MERITAGE HOMES CORP | 3,105,000 | 3,102,000 | 0.75% | PRN | |
| 18 | ROVI CORP | 1,204,000 | 1,205,000 | 0.29% | PRN | |
| 19 | CIENA CORP | 1,000,000 | 997,000 | 0.24% | PRN | |
| 20 | AMERICAN CAP LIMITED | 34,500 | 583,000 | 0.14% | ||
| 21 | CROSSROADS CAP INC | 212,691 | 385,000 | 0.09% | ||
| 22 | FIRSTHAND TECHNOLOGY VALUE FD COM | 45,844 | 360,000 | 0.09% | ||
| 23 | BLACKROCK CAP INVT CORP | 27,700 | 229,000 | 0.06% | ||
| 24 | PROSPECT CAPITAL CORPORATION | 24,000 | 194,000 | 0.05% | ||
| 25 | MEDALLION FINL CORP | 45,430 | 192,000 | 0.05% | ||
| 26 | ICONIX BRAND GROUP INC | 21,700 | 176,000 | 0.04% | ||
| 27 | FIFTH STREET | 25,400 | 148,000 | 0.04% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001144204-16-133734, filed 2016.11.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
