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CAPITAL ONE FINANCIAL CORP WARRANTS 2009-14.
CAPITAL ONE FINANCIAL CORP WARRANTS 2009-14.. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 21 Institutional holders with a total value of $73,622,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ADAGE CAPITAL PARTNERS GP, L.L.C. 1,752,500 41,780,000 56.75%
2 UNITED CAPITAL FINANCIAL ADVISORS, LLC 285,372 6,849,000 9.30%
3 ONTARIO TEACHERS PENSION PLAN BOARD 191,600 4,568,000 6.20%
4 Sather Financial Group Inc 132,566 3,160,000 4.29%
5 SALZHAUER MICHAEL 116,306 2,773,000 3.77%
6 NFC Investments, LLC 101,209 2,412,000 3.28%
7 PL Capital Advisors, LLC 98,800 2,355,000 3.20%
8 HOSKING PARTNERS LLP 95,401 2,274,000 3.09% PRN
9 DEUTSCHE BANK AG\ 69,232 1,650,000 2.24% Call
10 CAMBIAR INVESTORS LLC 40,000 954,000 1.30%
11 ROYAL BANK OF CANADA 39,471 941,000 1.28%
12 Cutler Capital Management, LLC 31,600 753,000 1.02%
13 ALLIANCEBERNSTEIN L.P. 27,170 648,000 0.88%
14 ZAZOVE ASSOCIATES LLC 23,500 560,000 0.76%
15 CUTLER GROUP LLC / CA 22,889 545,000 0.74%
16 Sterling Capital Management LLC 12,400 459,000 0.62%
17 EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC 13,200 315,000 0.43%
18 M&T BANK CORP 12,000 286,000 0.39%
19 CSS LLC/IL 10,338 247,000 0.34%
20 BANK OF AMERICA CORP /DE/ 3,800 91,000 0.12%
21 MORGAN STANLEY 100 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.