Dark
Light
System
Security
CAPITAL ONE FINANCIAL CORP WARRANTS 2009-14.
CAPITAL ONE FINANCIAL CORP WARRANTS 2009-14.. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 22 Institutional holders with a total value of $132,557,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ADAGE CAPITAL PARTNERS GP, L.L.C. 1,752,500 79,195,000 59.74%
2 ONTARIO TEACHERS PENSION PLAN BOARD 191,600 8,658,000 6.53%
3 UNITED CAPITAL FINANCIAL ADVISORS, LLC 147,359 6,659,000 5.02%
4 PL Capital Advisors, LLC 118,800 5,369,000 4.05%
5 SALZHAUER MICHAEL 116,210 5,251,000 3.96%
6 HOSKING PARTNERS LLP 105,308 4,759,000 3.59% PRN
7 NFC Investments, LLC 99,909 4,515,000 3.41%
8 HIGHBRIDGE CAPITAL MANAGEMENT LLC 84,066 3,804,000 2.87%
9 DEUTSCHE BANK AG\ 69,232 3,128,000 2.36% Call
10 WOLVERINE ASSET MANAGEMENT LLC 66,418 3,001,000 2.26%
11 OTA Financial Group L.P. 44,906 2,029,000 1.53%
12 CAMBIAR INVESTORS LLC 40,000 1,808,000 1.36%
13 CUTLER GROUP LLC / CA 22,889 1,034,000 0.78%
14 EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC 18,700 845,000 0.64%
15 Cutler Capital Management, LLC 14,000 632,000 0.48%
16 ALLIANCEBERNSTEIN L.P. 13,260 599,000 0.45%
17 CSS LLC/IL 10,338 467,000 0.35%
18 CIRCLE WEALTH MANAGEMENT, LLC 8,571 387,000 0.29%
19 Sterling Capital Management LLC 7,800 289,000 0.22%
20 ROYAL BANK OF CANADA 1,500 68,000 0.05%
21 UBS Group AG 1,213 55,000 0.04%
22 MORGAN STANLEY 100 5,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.