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AVIRAGEN THERAPEUTICS INC
AVIRAGEN THERAPEUTICS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 46 Institutional holders with a total value of $14,880,406.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Broadfin Capital, LLC 3,486,711 4,881,000 32.80%
2 SENZAR ASSET MANAGEMENT, LLC 2,034,576 2,848,406 19.14%
3 VANGUARD GROUP INC 1,044,243 1,462,000 9.83%
4 RENAISSANCE TECHNOLOGIES LLC 571,805 801,000 5.38%
5 BlackRock Institutional Trust Company, N.A. 493,667 691,000 4.64%
6 FMR LLC 300,000 420,000 2.82%
7 STONEPINE CAPITAL MANAGEMENT, LLC 294,269 412,000 2.77%
8 EAGLE GLOBAL ADVISORS LLC 272,072 381,000 2.56%
9 GABELLI & Co INVESTMENT ADVISERS, INC. 224,477 314,000 2.11%
10 DEUTSCHE BANK AG\ 221,722 310,000 2.08%
11 BRIDGEWAY CAPITAL MANAGEMENT, LLC 214,470 300,000 2.02%
12 BVF INC/IL 208,353 292,000 1.96%
13 DIMENSIONAL FUND ADVISORS LP 206,912 290,000 1.95%
14 GEODE CAPITAL MANAGEMENT, LLC 175,851 246,000 1.65%
15 TOWERVIEW LLC 160,000 224,000 1.51%
16 BlackRock Fund Advisors 102,304 143,000 0.96%
17 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 99,050 139,000 0.93%
18 JACOBS LEVY EQUITY MANAGEMENT, INC 98,752 138,000 0.93%
19 GABELLI FUNDS LLC 63,075 88,000 0.59%
20 NORTHERN TRUST CORP 60,003 84,000 0.56%
21 Spark Investment Management LLC 54,000 75,000 0.50%
22 PNC FINANCIAL SERVICES GROUP, INC. 35,000 49,000 0.33%
23 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 26,016 37,000 0.25%
24 STATE STREET CORP 23,820 33,000 0.22%
25 Connor, Clark & Lunn Investment Management Ltd. 21,275 30,000 0.20%
26 Tower Research Capital LLC (TRC) 19,982 28,000 0.19%
27 Bank of New York Mellon Corp 19,126 27,000 0.18%
28 MORGAN STANLEY 15,665 21,000 0.14%
29 GOLDMAN SACHS GROUP INC 14,976 21,000 0.14%
30 GUGGENHEIM CAPITAL LLC 12,600 18,000 0.12%
31 Raymond James Financial Services Advisors, Inc. 10,516 15,000 0.10%
32 BLACKROCK ADVISORS LLC 9,180 13,000 0.09%
33 JW Asset Management, LLC 8,611 12,000 0.08%
34 BlackRock Investment Management, LLC 6,248 9,000 0.06%
35 CUTLER GROUP LLC / CA 7,104 9,000 0.06%
36 MUFG Americas Holdings Corp 4,031 6,000 0.04%
37 MANUFACTURERS LIFE INSURANCE COMPANY, THE 4,178 6,000 0.04%
38 Nationwide Fund Advisors 2,100 3,000 0.02%
39 Creative Planning 2,083 3,000 0.02%
40 BANK OF AMERICA CORP /DE/ 502 1,000 0.01%
41 ADVISOR GROUP, INC. 100 0 0.00%
42 LADENBURG THALMANN FINANCIAL SERVICES INC. 35 0 0.00%
43 BARCLAYS PLC 103 0 0.00%
44 WELLS FARGO & COMPANY/MN 100 0 0.00%
45 IFP ADVISORS, INC 66 0 0.00%
46 BlackRock Finance, Inc. 3 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.