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Institutional Investment Manager
Broadfin Capital, LLC
Broadfin Capital, LLC (CIK: 0001511901) incorporated in Delaware, located at 300 Park Avenue, 25th Floor, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 70 holdings with a total value of $1,028,554,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 550,000 115,211,000 11.20% Put
2 HORIZON PHARMA PLC 6,863,848 113,048,000 10.99%
3 NOVADAQ TECHNOLOGIES INC 5,465,216 53,778,000 5.23%
4 ANGIODYNAMICS INC 3,607,282 51,837,000 5.04%
5 RETROPHIN INC COM 2,662,591 47,421,000 4.61%
6 FLAMEL TECHNOLOGIES SA SPONSORED ADR 4,394,464 47,197,000 4.59%
7 PROGENICS PHARMACEUTICALS IN 8,951,169 37,774,000 3.67%
8 RAPTOR PHARMACEUTICAL CORP 6,450,000 34,637,000 3.37%
9 NEVRO CORP 392,355 28,940,000 2.81%
10 Lion Biotechnologies 3,170,759 25,683,000 2.50%
11 HERON THERAPEUTICS INC 1,250,104 22,564,000 2.19%
12 CARDIOVASCULAR SYS INC DEL COM 1,227,501 22,555,000 2.19%
13 ARATANA THERAPEUTICS INC COM 3,428,865 21,670,000 2.11%
14 LA JOLLA PHARMACEUTICAL CO 1,281,373 20,502,000 1.99%
15 MEDGENICS INC 3,370,306 18,705,000 1.82%
16 TELIGENT INC NEW 2,516,501 17,968,000 1.75%
17 SOCIETAL CDMO INC 2,060,086 16,378,000 1.59%
18 ENDO INTL 1,028,802 16,039,000 1.56%
19 ANTARES PHARMA INC 14,885,393 15,630,000 1.52%
20 ADVAXIS INC COM NEW 1,690,517 13,676,000 1.33%
21 ARALEZ PHARMACEUTICALS INC 4,106,990 13,553,000 1.32%
22 ENDOLOGIX INC 1,000,000 12,460,000 1.21%
23 BioDelivery Sciences International Inc 5,188,794 12,246,000 1.19%
24 IGNYTA INC COM 2,256,546 12,230,000 1.19%
25 SEASPINE HLDGS CORP COM 1,100,007 11,528,000 1.12%
26 PARATEK PHARMACEUTICALS INC 803,332 11,174,000 1.09%
27 AMARIN CORP PLC 4,675,216 10,098,000 0.98%
28 DERMA SCIENCES INC COM PAR .01 2,562,104 10,095,000 0.98%
29 Intersect ENT Inc 710,600 9,188,000 0.89%
30 OPHTHOTECH CORP COM 177,400 9,053,000 0.88%
31 MEDICINES CO 255,600 8,596,000 0.84%
32 HORIZON PHARMA PLC 500,000 8,235,000 0.80% Call
33 Redhill Biopharma Ltd 737,156 8,009,000 0.78%
34 DYNAVAX TECHNOLOGIES CORP 547,810 7,987,000 0.78%
35 EGALET CORP 10,000,000 7,600,000 0.74%
36 ZOGENIX INC 882,312 7,103,000 0.69%
37 GENOMIC HEALTH INC COM 270,400 7,002,000 0.68%
38 ALCOBRA LTD 1,557,106 6,991,000 0.68%
39 CORIUM INTERNATIONAL INC 1,919,721 6,661,000 0.65%
40 ADMA BIOLOGICS, INC. 1,113,293 6,624,000 0.64%
41 Strongbridge Biopharma plc 1,656,706 6,594,000 0.64%
42 DEPOMED INC 324,657 6,370,000 0.62%
43 QLT INC 4,445,527 6,313,000 0.61%
44 AEGERION PHARMACEUTICALS INC 4,010,291 5,975,000 0.58%
45 CATALYST PHARMACEUTICALS INC 8,200,000 5,822,000 0.57%
46 Egalet Corp 1,134,750 5,628,000 0.55%
47 TENAX THERAPEUTICS INC COM 1,968,631 5,040,000 0.49%
48 AVIRAGEN THERAPEUTICS INC 3,486,711 4,881,000 0.47%
49 IDERA PHARMACEUTICALS INC 3,094,745 4,735,000 0.46%
50 NEXVET BIOPHARMA PUB LTD CO 1,000,000 4,640,000 0.45%
Page 1 of 2

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000919574-16-014878, filed 2016.08.15).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.