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VANECK VECTORS ETF TR PFD SECS EX FINL
VANECK VECTORS ETF TR PFD SECS EX FINL. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 38 Institutional holders with a total value of $73,691,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AVIANCE CAPITAL MANAGEMENT, LLC 952,996 19,918,000 27.03%
2 MORGAN STANLEY 656,510 13,720,000 18.62%
3 Gradient Investments LLC 431,654 9,022,000 12.24%
4 BANK OF AMERICA CORP /DE/ 300,271 6,276,000 8.52%
5 Apriem Advisors 219,266 4,583,000 6.22%
6 LPL Financial LLC 128,602 2,653,000 3.60%
7 1ST SOURCE BANK 108,187 2,261,000 3.07%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 99,474 2,070,000 2.81%
9 BENJAMIN F. EDWARDS & COMPANY, INC. 95,197 1,990,000 2.70%
10 Cambridge Investment Research Advisors, Inc. 60,894 1,273,000 1.73%
11 ROYAL BANK OF CANADA 55,719 1,164,000 1.58%
12 ORLEANS CAPITAL MANAGEMENT CORP/LA 49,450 1,034,000 1.40%
13 PINNACLE ASSOCIATES LTD 48,873 1,021,000 1.39%
14 INVESTMENT CENTERS OF AMERICA INC 39,002 813,000 1.10%
15 UBS Group AG 37,923 792,000 1.07%
16 MSI Financial Services Inc 35,748 747,000 1.01%
17 BAR HARBOR TRUST SERVICES 30,766 643,000 0.87%
18 Commonwealth Equity Services, Inc 29,033 607,000 0.82%
19 WASATCH ADVISORS LP 25,000 523,000 0.71%
20 ENVESTNET ASSET MANAGEMENT INC 18,425 385,000 0.52%
21 DELTA CAPITAL MANAGEMENT LLC 16,296 341,000 0.46%
22 iAB Financial Bank 15,950 333,000 0.45%
23 IFP ADVISORS, INC 14,676 307,000 0.42%
24 STIFEL FINANCIAL CORP 13,213 277,000 0.38%
25 ADVISOR GROUP, INC. 11,572 240,000 0.33%
26 Sigma Planning Corp 11,427 239,000 0.32%
27 NEXT Financial Group, Inc 5,520 115,000 0.16%
28 Financial Architects, Inc 4,185 87,000 0.12%
29 Advisory Services Network, LLC 3,456 72,000 0.10%
30 Creative Planning 2,782 58,000 0.08%
31 TCI Wealth Advisors, Inc. 2,453 51,000 0.07%
32 PNC FINANCIAL SERVICES GROUP, INC. 1,944 40,000 0.05%
33 SECURITY NATIONAL TRUST CO 450 9,000 0.01%
34 SIGNATUREFD, LLC 318 7,000 0.01%
35 CITIGROUP INC 286 6,000 0.01%
36 MANUFACTURERS LIFE INSURANCE COMPANY, THE 300 6,000 0.01%
37 WELLS FARGO & COMPANY/MN 247 5,000 0.01%
38 Financial Management Professionals, Inc. 165 3,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.