| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RATIONAL ADVISORS, INC. | 58,183 | 2,194,000 | 89.62% | ||
| 2 | LPL Financial LLC | 5,649 | 211,000 | 8.62% | ||
| 3 | Gradient Investments LLC | 950 | 36,000 | 1.47% | ||
| 4 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 130 | 5,000 | 0.20% | ||
| 5 | UBS Group AG | 58 | 2,000 | 0.08% | ||
| 6 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
