| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RATIONAL ADVISORS, INC. | 58,183 | 2,125,000 | 81.05% | ||
| 2 | LPL Financial LLC | 6,222 | 226,000 | 8.62% | ||
| 3 | Commonwealth Equity Services, Inc | 5,923 | 216,000 | 8.24% | ||
| 4 | Gradient Investments LLC | 950 | 35,000 | 1.33% | ||
| 5 | GLOBAL RETIREMENT PARTNERS, LLC | 300 | 11,000 | 0.42% | ||
| 6 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 240 | 9,000 | 0.34% | ||
| 7 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
