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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 33 Institutional holders with a total value of $108,343,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 1,522,457 31,621,000 29.19%
2 Raymond James Financial Services Advisors, Inc. 816,542 16,960,000 15.65%
3 LPL Financial LLC 636,523 13,227,000 12.21%
4 MORGAN STANLEY 461,578 9,587,000 8.85%
5 BANK OF AMERICA CORP /DE/ 457,959 9,512,000 8.78%
6 Sigma Planning Corp 259,825 5,397,000 4.98%
7 Private Advisor Group, LLC 134,684 2,799,000 2.58%
8 ROYAL BANK OF CANADA 110,277 2,290,000 2.11%
9 JANE STREET GROUP, LLC 91,599 1,903,000 1.76%
10 Prospera Financial Services Inc 76,825 1,596,000 1.47%
11 GENEOS WEALTH MANAGEMENT INC. 71,522 1,497,000 1.38%
12 Riggs Asset Managment Co. Inc. 69,496 1,443,000 1.33%
13 ADVISOR GROUP, INC. 64,744 1,344,000 1.24%
14 NATIONAL PLANNING CORP 60,731 1,276,000 1.18%
15 Cetera Advisors LLC 57,964 1,201,000 1.11%
16 D.A. DAVIDSON & CO. 56,703 1,177,000 1.09%
17 RAYMOND JAMES & ASSOCIATES 46,171 959,000 0.89%
18 CITADEL ADVISORS LLC 45,491 945,000 0.87%
19 Cambridge Investment Research Advisors, Inc. 39,411 819,000 0.76%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 26,600 553,000 0.51%
21 Cutter & CO Brokerage, Inc. 22,135 460,000 0.42%
22 WEDBUSH SECURITIES INC 15,920 331,000 0.31%
23 Virtu KCG Holdings LLC 12,744 265,000 0.24%
24 IFC Holdings Incorporated/FL 12,110 253,000 0.23%
25 STIFEL FINANCIAL CORP 11,320 236,000 0.22%
26 Stratos Wealth Partners, LTD. 11,147 232,000 0.21%
27 MSI Financial Services Inc 8,681 180,000 0.17%
28 IFP ADVISORS, INC 7,065 147,000 0.14%
29 US BANCORP \DE\ 3,597 75,000 0.07%
30 BELLWETHER INVESTMENT GROUP, LLC 1,750 36,000 0.03%
31 WFG Advisors, LP 1,000 21,000 0.02%
32 Hudock, Inc. 58 1,000 0.00%
33 Argentus Capital Management, LLC 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.