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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 34 Institutional holders with a total value of $173,500,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 2,687,746 57,357,000 33.06%
2 LPL Financial LLC 984,380 20,780,000 11.98%
3 Raymond James Financial Services Advisors, Inc. 821,500 17,531,000 10.10%
4 BANK OF AMERICA CORP /DE/ 758,999 16,197,000 9.34%
5 MORGAN STANLEY 654,476 13,967,000 8.05%
6 ADVISOR GROUP, INC. 618,854 13,206,000 7.61%
7 Sigma Planning Corp 263,055 5,614,000 3.24%
8 Private Advisor Group, LLC 158,186 3,339,000 1.92%
9 ROYAL BANK OF CANADA 127,211 2,714,000 1.56%
10 JANE STREET GROUP, LLC 118,943 2,538,000 1.46%
11 RAYMOND JAMES & ASSOCIATES 102,978 2,198,000 1.27%
12 Prospera Financial Services Inc 84,800 1,810,000 1.04%
13 MSI Financial Services Inc 79,542 1,697,000 0.98%
14 Cetera Advisors LLC 75,258 1,600,000 0.92%
15 GENEOS WEALTH MANAGEMENT INC. 72,816 1,553,000 0.90%
16 Riggs Asset Managment Co. Inc. 71,407 1,524,000 0.88%
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 63,369 1,352,000 0.78%
18 Frontier Wealth Management LLC 61,673 1,316,000 0.76%
19 D.A. DAVIDSON & CO. 56,403 1,203,000 0.69%
20 NATIONAL PLANNING CORP 52,640 1,085,000 0.63%
21 MARINER INDEPENDENT ADVISOR NETWORK, LLC 45,707 975,000 0.56%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 44,466 949,000 0.55%
23 Cambridge Investment Research Advisors, Inc. 37,420 799,000 0.46%
24 Jaffetilchin Investment Partners, LLC 27,655 590,000 0.34%
25 Stratos Wealth Partners, LTD. 24,253 518,000 0.30%
26 Virtu KCG Holdings LLC 21,028 449,000 0.26%
27 Janney Montgomery Scott LLC 12,614 269,000 0.16%
28 IFC Holdings Incorporated/FL 9,627 205,000 0.12%
29 US BANCORP \DE\ 3,470 74,000 0.04%
30 WELLS FARGO & COMPANY/MN 1,660 35,000 0.02%
31 ENVESTNET ASSET MANAGEMENT INC 1,575 34,000 0.02%
32 WFG Advisors, LP 1,000 21,000 0.01%
33 Hudock, Inc. 88 1,000 0.00%
34 Argentus Capital Management, LLC 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.