| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | F-Squared Investment Management, LLC | 1,981,175 | 71,956,000 | 72.42% | ||
| 2 | MORGAN STANLEY | 338,409 | 12,291,000 | 12.37% | ||
| 3 | Jefferies Group LLC | 90,617 | 3,291,000 | 3.31% | ||
| 4 | GOLDMAN SACHS GROUP INC | 56,262 | 2,043,000 | 2.06% | ||
| 5 | JPMORGAN CHASE & CO | 44,151 | 1,604,000 | 1.61% | ||
| 6 | RAYMOND JAMES & ASSOCIATES | 40,742 | 1,480,000 | 1.49% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 26,843 | 975,000 | 0.98% | ||
| 8 | ROYAL BANK OF CANADA | 24,230 | 880,000 | 0.89% | ||
| 9 | WELLS FARGO & COMPANY/MN | 21,456 | 779,000 | 0.78% | ||
| 10 | ENVESTNET ASSET MANAGEMENT INC | 18,593 | 675,000 | 0.68% | ||
| 11 | Placemark Investments, Inc. | 18,428 | 670,000 | 0.67% | ||
| 12 | AMERIPRISE FINANCIAL INC | 18,148 | 659,000 | 0.66% | ||
| 13 | LPL Financial LLC | 16,965 | 616,000 | 0.62% | ||
| 14 | STIFEL FINANCIAL CORP | 15,031 | 546,000 | 0.55% | ||
| 15 | WESPAC Advisors, LLC | 11,721 | 426,000 | 0.43% | ||
| 16 | BANK OF MONTREAL /CAN/ | 4,861 | 177,000 | 0.18% | ||
| 17 | UBS AG | 4,313 | 157,000 | 0.16% | ||
| 18 | Shamrock Asset Management LLC | 2,471 | 90,000 | 0.09% | ||
| 19 | Winslow, Evans & Crocker, Inc. | 1,066 | 38,717 | 0.04% | ||
| 20 | DEUTSCHE BANK AG\ | 300 | 10,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
