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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 24 Institutional holders with a total value of $22,163,399.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HAYS ADVISORY LLC 239,762 7,533,000 33.99%
2 MORGAN STANLEY 101,867 3,200,000 14.44%
3 Shamrock Asset Management LLC 101,383 3,185,000 14.37%
4 BANK OF AMERICA CORP /DE/ 70,777 2,224,000 10.03%
5 First Horizon Advisors, Inc. 65,958 2,075,000 9.36%
6 Jefferies Group LLC 29,095 914,000 4.12%
7 GOLDMAN SACHS GROUP INC 22,915 720,000 3.25%
8 Virtu KCG Holdings LLC 12,847 404,000 1.82%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 12,055 379,000 1.71%
10 Visionary Asset Management, Inc. 9,493 298,000 1.34%
11 UBS Group AG 8,537 268,000 1.21%
12 Prospera Financial Services Inc 8,326 262,000 1.18%
13 Yorktown Management & Research Co Inc 8,000 251,000 1.13%
14 ROYAL BANK OF CANADA 3,683 116,000 0.52%
15 Independent Portfolio Consultants, Inc. 3,385 106,000 0.48%
16 Creative Planning 1,880 59,000 0.27%
17 Simplicity Solutions, LLC 1,795 56,399 0.25%
18 Placemark Investments, Inc. 1,533 48,000 0.22%
19 WELLS FARGO & COMPANY/MN 608 19,000 0.09%
20 DEUTSCHE BANK AG\ 561 17,000 0.08%
21 B. Riley Wealth Management, Inc. 523 16,000 0.07%
22 Burt Wealth Advisors 277 9,000 0.04%
23 ENVESTNET ASSET MANAGEMENT INC 143 4,000 0.02%
24 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.