| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NATIONAL PLANNING CORP | 231,746 | 12,876,000 | 31.54% | ||
| 2 | OLD MISSION CAPITAL LLC | 130,204 | 7,345,000 | 17.99% | ||
| 3 | UBS Group AG | 118,202 | 6,668,000 | 16.34% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 100,959 | 5,695,000 | 13.95% | ||
| 5 | LS Investment Advisors, LLC | 53,325 | 3,008,000 | 7.37% | ||
| 6 | LPL Financial LLC | 27,863 | 1,565,000 | 3.83% | ||
| 7 | Apriem Advisors | 26,600 | 1,501,000 | 3.68% | ||
| 8 | JANE STREET GROUP, LLC | 10,369 | 585,000 | 1.43% | ||
| 9 | Commonwealth Equity Services, Inc | 9,038 | 510,000 | 1.25% | ||
| 10 | Private Advisor Group, LLC | 5,705 | 320,000 | 0.78% | ||
| 11 | Cambridge Investment Research Advisors, Inc. | 4,680 | 264,000 | 0.65% | ||
| 12 | J.P. Morgan Private Wealth Advisors LLC | 3,691 | 208,000 | 0.51% | ||
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,398 | 192,000 | 0.47% | ||
| 14 | IFP ADVISORS, INC | 450 | 25,000 | 0.06% | ||
| 15 | ADVISOR GROUP, INC. | 360 | 20,000 | 0.05% | ||
| 16 | Mariner, LLC | 285 | 16,000 | 0.04% | ||
| 17 | ROYAL BANK OF CANADA | 283 | 16,000 | 0.04% | ||
| 18 | MSI Financial Services Inc | 105 | 6,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
