| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NATIONAL PLANNING CORP | 230,953 | 13,596,000 | 30.92% | ||
| 2 | UBS Group AG | 137,172 | 7,768,000 | 17.67% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 129,447 | 7,331,000 | 16.67% | ||
| 4 | LS Investment Advisors, LLC | 61,850 | 3,503,000 | 7.97% | ||
| 5 | OLD MISSION CAPITAL, LLC | 38,252 | 2,166,000 | 4.93% | ||
| 6 | Apriem Advisors | 29,950 | 1,696,000 | 3.86% | ||
| 7 | LPL Financial LLC | 29,629 | 1,695,000 | 3.85% | ||
| 8 | CAPITAL ADVISORS INC/OK | 26,160 | 1,481,000 | 3.37% | ||
| 9 | NEWFOUND RESEARCH LLC | 18,810 | 1,065,000 | 2.42% | ||
| 10 | Commonwealth Equity Services, Inc | 9,920 | 562,000 | 1.28% | ||
| 11 | Veritable, L.P. | 7,602 | 431,000 | 0.98% | ||
| 12 | Private Advisor Group, LLC | 6,466 | 378,000 | 0.86% | ||
| 13 | Northeast Financial Consultants Inc | 6,187 | 350,000 | 0.80% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4,540 | 257,000 | 0.58% | ||
| 15 | Coastline Trust Co | 4,150 | 235,000 | 0.53% | ||
| 16 | Cambridge Investment Research Advisors, Inc. | 3,971 | 225,000 | 0.51% | ||
| 17 | STIFEL FINANCIAL CORP | 3,955 | 224,000 | 0.51% | ||
| 18 | MORGAN STANLEY | 3,817 | 216,000 | 0.49% | ||
| 19 | J.P. Morgan Private Wealth Advisors LLC | 3,691 | 209,000 | 0.48% | ||
| 20 | BANK OF MONTREAL /CAN/ | 3,710 | 205,000 | 0.47% | ||
| 21 | SEARLE & CO. | 3,550 | 201,000 | 0.46% | ||
| 22 | ROYAL BANK OF CANADA | 2,239 | 127,000 | 0.29% | ||
| 23 | IFP ADVISORS, INC | 450 | 25,000 | 0.06% | ||
| 24 | ADVISOR GROUP, INC. | 360 | 20,000 | 0.05% | ||
| 25 | MSI Financial Services Inc | 105 | 6,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
