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CALADRIUS BIOSCIENCES INC
CALADRIUS BIOSCIENCES INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 30 Institutional holders with a total value of $1,106,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 108,573 307,000 27.76%
2 RENAISSANCE TECHNOLOGIES LLC 72,652 206,000 18.63%
3 Knoll Capital Management, LLC 55,579 157,000 14.20%
4 GEODE CAPITAL MANAGEMENT, LLC 29,383 83,000 7.50%
5 BlackRock Institutional Trust Company, N.A. 24,640 70,000 6.33%
6 JACOBS LEVY EQUITY MANAGEMENT, INC 20,913 59,000 5.33%
7 Virtu KCG Holdings LLC 20,790 59,000 5.33%
8 CITADEL ADVISORS LLC 15,783 45,000 4.07%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 10,921 31,000 2.80%
10 GOLDMAN SACHS GROUP INC 11,121 31,000 2.80%
11 PANAGORA ASSET MANAGEMENT INC 7,173 20,000 1.81%
12 MORGAN STANLEY 5,333 15,000 1.36%
13 UBS Group AG 3,155 9,000 0.81%
14 BlackRock Fund Advisors 1,526 4,000 0.36%
15 FIFTH THIRD BANCORP 1,000 3,000 0.27%
16 IFP ADVISORS, INC 573 2,000 0.18%
17 CITIGROUP INC 202 1,000 0.09%
18 GROUP ONE TRADING LLC 186 1,000 0.09%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 286 1,000 0.09%
20 BANK OF AMERICA CORP /DE/ 540 1,000 0.09%
21 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 300 1,000 0.09%
22 ADVISOR GROUP, INC. 30 0 0.00%
23 WELLS FARGO & COMPANY/MN 10 0 0.00%
24 BARCLAYS PLC 60 0 0.00%
25 GLOBEFLEX CAPITAL L P 43 0 0.00%
26 BANK OF MONTREAL /CAN/ 100 0 0.00%
27 MANUFACTURERS LIFE INSURANCE COMPANY, THE 20 0 0.00%
28 ROYAL BANK OF CANADA 146 0 0.00%
29 Creative Planning 80 0 0.00%
30 Joel Isaacson & Co., LLC 160 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.