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ETF MANAGERS TR
ETF MANAGERS TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 117 Institutional holders with a total value of $190,648,108.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 LIDO ADVISORS, LLC 8,507 255,000 0.13%
52 Wellington Shields Capital Management, LLC 8,900 263,000 0.14%
53 Creative Planning 9,022 266,000 0.14%
54 BB&T SECURITIES, LLC 9,107 268,000 0.14%
55 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 9,177 270,905 0.14%
56 AHRENS INVESTMENT PARTNERS LLC 9,546 282,000 0.15%
57 Vontobel Swiss Wealth Advisors AG 9,770 288,000 0.15%
58 MIGDAL INSURANCE & FINANCIAL HOLDINGS LTD. 10,898 320,000 0.17%
59 CAHILL FINANCIAL ADVISORS INC 12,291 363,000 0.19%
60 WILLIAMS JONES & ASSOCIATES LLC 12,310 363,000 0.19%
61 Cetera Advisors LLC 12,816 379,000 0.20%
62 TOCQUEVILLE ASSET MANAGEMENT L.P. 14,225 420,000 0.22%
63 Osborn Williams & Donohoe LLC 14,333 423,000 0.22%
64 BAIRD FINANCIAL GROUP, INC. 14,370 424,000 0.22%
65 BRYN MAWR CAPITAL MANAGEMENT, LLC 15,000 443,000 0.23%
66 D.A. DAVIDSON & CO. 16,476 486,000 0.25%
67 SNOWDEN CAPITAL ADVISORS LLC 16,560 488,852 0.26%
68 Cetera Advisor Networks LLC 17,195 508,000 0.27%
69 First Allied Advisory Services, Inc. 17,594 519,000 0.27%
70 PNC FINANCIAL SERVICES GROUP, INC. 18,688 552,000 0.29%
71 RAY GERALD L & ASSOCIATES LTD 19,710 582,000 0.31%
72 DUMONT & BLAKE INVESTMENT ADVISORS LLC 20,255 598,000 0.31%
73 PVG ASSET MANAGEMENT CORP 20,625 608,850 0.32%
74 FIRST FINANCIAL EQUITY CORPORATION 21,000 620,000 0.33%
75 CITADEL ADVISORS LLC 22,300 658,000 0.35% Call
76 LADENBURG THALMANN FINANCIAL SERVICES INC. 22,946 677,000 0.36%
77 CIBC WORLD MARKET INC. 27,126 801,000 0.42%
78 EDMOND DE ROTHSCHILD HOLDING S.A. 27,329 807,000 0.42%
79 Moors & Cabot, Inc. 29,002 854,000 0.45%
80 Janney Montgomery Scott LLC 29,375 867,000 0.45%
81 SYNOVUS FINANCIAL CORP 36,108 1,066,000 0.56%
82 ADVISOR GROUP, INC. 36,766 1,086,000 0.57%
83 B. Riley Wealth Advisors, Inc. 37,405 1,105,000 0.58%
84 Private Advisor Group, LLC 38,844 1,125,000 0.59%
85 STIFEL FINANCIAL CORP 40,694 1,202,000 0.63%
86 USCA RIA LLC 41,342 1,220,000 0.64%
87 SUSQUEHANNA INTERNATIONAL GROUP, LLP 47,600 1,405,000 0.74% Call
88 EATON VANCE MANAGEMENT 48,155 1,422,000 0.75%
89 BLAIR WILLIAM & CO/IL 48,400 1,427,000 0.75%
90 BANK HAPOALIM BM 51,533 1,521,000 0.80%
91 Cambridge Investment Research Advisors, Inc. 52,044 1,536,000 0.81%
92 ROYAL BANK OF CANADA 53,281 1,573,000 0.83%
93 CREDIT AGRICOLE S A 44,868 1,639,000 0.86%
94 HighTower Advisors, LLC 62,014 1,841,000 0.97%
95 VESTOR CAPITAL, LLC 62,785 1,853,000 0.97%
96 SUSQUEHANNA INTERNATIONAL GROUP, LLP 80,100 2,365,000 1.24% Put
97 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 84,550 2,495,000 1.31%
98 Raymond James Financial Services Advisors, Inc. 87,858 2,594,000 1.36%
99 ASHFORD CAPITAL MANAGEMENT INC 90,210 2,663,000 1.40%
100 CREDIT SUISSE AG/ 92,537 2,732,000 1.43%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.