| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 17,501 | 467,000 | 73.63% | ||
| 2 | NEXT Financial Group, Inc | 3,800 | 102,000 | 16.08% | ||
| 3 | ADVISOR GROUP, INC. | 1,310 | 35,000 | 5.52% | ||
| 4 | West Oak Capital, LLC | 900 | 24,233 | 3.82% | ||
| 5 | Tower Research Capital LLC (TRC) | 200 | 5,000 | 0.79% | ||
| 6 | Creative Planning | 25 | 1,000 | 0.16% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
