| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 546,402 | 5,480,000 | 28.60% | ||
| 2 | ICON ADVISERS INC/CO | 489,107 | 4,906,000 | 25.60% | ||
| 3 | STIFEL FINANCIAL CORP | 228,769 | 2,284,000 | 11.92% | ||
| 4 | WELLS FARGO & COMPANY/MN | 165,429 | 1,659,000 | 8.66% | ||
| 5 | MORGAN STANLEY | 163,696 | 1,642,000 | 8.57% | ||
| 6 | BB&T SECURITIES, LLC | 94,390 | 946,000 | 4.94% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 65,848 | 660,000 | 3.44% | ||
| 8 | ROYAL BANK OF CANADA | 41,744 | 419,000 | 2.19% | ||
| 9 | CITIGROUP INC | 31,674 | 318,000 | 1.66% | ||
| 10 | Mathes Company, Inc. | 25,000 | 251,000 | 1.31% | ||
| 11 | M&T BANK CORP | 24,762 | 248,000 | 1.29% | ||
| 12 | Alpine Global Management, LLC | 11,009 | 110,000 | 0.57% | ||
| 13 | FNY PARTNERS FUND LP | 10,000 | 100,000 | 0.52% | ||
| 14 | PROFICIO CAPITAL PARTNERS LLC | 8,595 | 87,000 | 0.45% | ||
| 15 | IFP ADVISORS, INC | 5,000 | 50,000 | 0.26% | ||
| 16 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 300 | 3,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
