| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 608,413 | 6,151,000 | 24.80% | ||
| 2 | ICON ADVISERS INC/CO | 532,550 | 5,384,000 | 21.71% | ||
| 3 | WELLS FARGO & COMPANY/MN | 308,268 | 3,116,000 | 12.57% | ||
| 4 | STIFEL FINANCIAL CORP | 219,569 | 2,204,000 | 8.89% | ||
| 5 | MORGAN STANLEY | 215,190 | 2,176,000 | 8.77% | ||
| 6 | BB&T SECURITIES, LLC | 181,125 | 1,831,000 | 7.38% | ||
| 7 | Invesco Ltd. | 161,281 | 1,631,000 | 6.58% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 82,758 | 837,000 | 3.38% | ||
| 9 | ROYAL BANK OF CANADA | 59,676 | 603,000 | 2.43% | ||
| 10 | Mathes Company, Inc. | 25,000 | 253,000 | 1.02% | ||
| 11 | M&T BANK CORP | 24,762 | 250,000 | 1.01% | ||
| 12 | Partnervest Advisory Services LLC | 14,384 | 145,000 | 0.58% | ||
| 13 | IFP ADVISORS, INC | 9,997 | 101,000 | 0.41% | ||
| 14 | PROFICIO CAPITAL PARTNERS LLC | 6,545 | 67,000 | 0.27% | ||
| 15 | MASSEY QUICK SIMON & CO., LLC | 4,574 | 46,000 | 0.19% | ||
| 16 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 300 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
