| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CREDIT SUISSE AG/ | 69,800 | 3,689,000 | 25.40% | ||
| 2 | First Allied Advisory Services, Inc. | 50,190 | 2,652,000 | 18.26% | ||
| 3 | ROYAL BANK OF CANADA | 41,877 | 2,213,000 | 15.24% | ||
| 4 | GOLDMAN SACHS GROUP INC | 14,600 | 772,000 | 5.32% | ||
| 5 | BB&T SECURITIES, LLC | 14,580 | 770,000 | 5.30% | ||
| 6 | Raymond James Financial Services Advisors, Inc. | 14,456 | 764,000 | 5.26% | ||
| 7 | Virtu KCG Holdings LLC | 13,552 | 716,000 | 4.93% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 12,060 | 637,000 | 4.39% | ||
| 9 | MSI Financial Services Inc | 9,924 | 524,000 | 3.61% | ||
| 10 | LPL Financial LLC | 7,902 | 416,000 | 2.86% | ||
| 11 | Janney Montgomery Scott LLC | 6,061 | 320,000 | 2.20% | ||
| 12 | DAVENPORT & Co LLC | 5,000 | 264,220 | 1.82% | ||
| 13 | NATIONAL PLANNING CORP | 5,016 | 258,000 | 1.78% | ||
| 14 | Cambridge Investment Research Advisors, Inc. | 4,755 | 251,000 | 1.73% | ||
| 15 | RiverFront Investment Group, LLC | 4,773 | 251,000 | 1.73% | ||
| 16 | Tower Research Capital LLC (TRC) | 292 | 15,000 | 0.10% | ||
| 17 | IFP ADVISORS, INC | 100 | 5,000 | 0.03% | ||
| 18 | NEXT Financial Group, Inc | 85 | 4,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
