Dark
Light
System
Security
INDEXIQ ETF TR
INDEXIQ ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 16 Institutional holders with a total value of $247,300,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NEW YORK LIFE INVESTMENT MANAGEMENT LLC 9,853,229 200,513,000 81.08%
2 MORGAN STANLEY 588,586 11,978,000 4.84%
3 Raymond James Financial Services Advisors, Inc. 511,284 10,405,000 4.21%
4 RAYMOND JAMES & ASSOCIATES 508,462 10,347,000 4.18%
5 CORNERSTONE FINANCIAL PARTNERS, LLC 305,228 6,209,000 2.51%
6 OGOREK ANTHONY JOSEPH /NY/ /ADV 112,300 2,285,000 0.92%
7 LPL Financial LLC 74,610 1,515,000 0.61%
8 Cetera Advisor Networks LLC 63,140 1,285,000 0.52%
9 Virtu KCG Holdings LLC 32,677 665,000 0.27%
10 Commonwealth Equity Services, Inc 27,351 557,000 0.23%
11 BANK OF AMERICA CORP /DE/ 26,209 533,000 0.22%
12 MSI Financial Services Inc 26,163 532,000 0.22%
13 JANE STREET GROUP, LLC 20,787 423,000 0.17%
14 UBS Group AG 1,250 25,000 0.01%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,200 24,000 0.01%
16 ROYAL BANK OF CANADA 200 4,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.