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INDEXIQ ETF TR
INDEXIQ ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 23 Institutional holders with a total value of $201,324,233.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NEW YORK LIFE INVESTMENT MANAGEMENT LLC 8,369,887 164,970,000 81.94%
2 RAYMOND JAMES & ASSOCIATES 507,816 10,009,000 4.97%
3 CORNERSTONE FINANCIAL PARTNERS, LLC 455,232 8,972,000 4.46%
4 MORGAN STANLEY 139,707 2,753,000 1.37%
5 RPG FAMILY WEALTH ADVISORY, LLC 121,676 2,398,233 1.19%
6 OGOREK ANTHONY JOSEPH /NY/ /ADV 112,300 2,285,000 1.13%
7 ADVISOR GROUP, INC. 69,584 1,371,000 0.68%
8 Cetera Advisor Networks LLC 64,521 1,272,000 0.63%
9 BANK OF AMERICA CORP /DE/ 57,348 1,131,000 0.56%
10 Private Advisor Group, LLC 55,672 1,103,000 0.55%
11 LPL Financial LLC 53,535 1,057,000 0.53%
12 Virtu KCG Holdings LLC 53,514 1,055,000 0.52%
13 Commonwealth Equity Services, Inc 47,367 934,000 0.46%
14 GOOD LIFE ADVISORS, LLC 34,715 692,000 0.34%
15 MSI Financial Services Inc 27,828 548,000 0.27%
16 JANE STREET GROUP, LLC 14,021 276,000 0.14%
17 TWO SIGMA SECURITIES, LLC 12,501 246,000 0.12%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 10,003 197,000 0.10%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,200 24,000 0.01%
20 UBS Group AG 871 17,000 0.01%
21 CITIGROUP INC 500 10,000 0.00%
22 ROYAL BANK OF CANADA 200 4,000 0.00%
23 Tower Research Capital LLC (TRC) 5 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.